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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEX icon
10401
CALL
Kirby Corp
KEX
$7.76B
– –
-600
Closed -$48K
KFFB icon
10402
Kentucky First Federal Bancorp
KFFB
$42.6M
– –
-1,035
Closed -$8K
KFRC icon
10403
Kforce
KFRC
$1.04B
– –
-4,032
Closed -$59K
KWY
10404
Kingsway Corp
KWY
$265M
– –
-903
Closed -$3K
KINS icon
10405
Kingstone Companies
KINS
$285M
– –
-1,589
Closed -$8K
KMT icon
10406
CALL
Kennametal
KMT
$2.69B
– –
-700
Closed -$27K
KOS icon
10407
Kosmos Energy
KOS
$1.45B
– –
-3,819
Closed -$40K
LAZ icon
10408
PUT
Lazard
LAZ
$4.23B
– –
-100
Closed -$3K
LBTYA icon
10409
CALL
Liberty Global Class A
LBTYA
$3.35B
– –
-2,667
Closed -$81K
LBTYA icon
10410
PUT
Liberty Global Class A
LBTYA
$3.35B
– –
-12,125
Closed -$367K
LDOS icon
10411
CALL
Leidos
LDOS
$14.5B
– –
-608
Closed -$21K
LDOS icon
10412
PUT
Leidos
LDOS
$14.5B
– –
-405
Closed -$14K
LEA icon
10413
PUT
Lear
LEA
$7.26B
– –
-100
Closed -$6K
LEE icon
10414
Lee Enterprises
LEE
$173M
$0 ﹤0.01%
5
-537
-99% -$14.6K
LEDS icon
10415
SemiLEDS
LEDS
$16.2M
– –
-13
Closed –
LEU icon
10416
CALL
Centrus Energy
LEU
$3.46B
– –
-17
Closed -$1K
LEU icon
10417
PUT
Centrus Energy
LEU
$3.46B
– –
-10
Closed -$1K
LGL icon
10418
LGL Group
LGL
$44.2M
– –
-48
Closed –
LH icon
10419
CALL
Labcorp
LH
$24.7B
– –
-10,592
Closed -$911K
LIVE icon
10420
Live Ventures
LIVE
$30.7M
$0 ﹤0.01%
37
-305
-89% -$2.05K
LKFN icon
10421
Lakeland Financial Corp
LKFN
$1.57B
– –
-962
Closed -$18K
LND
10422
BrasilAgro
LND
$367M
– –
-1,290
Closed -$6K
LNT icon
10423
CALL
Alliant Energy
LNT
$19.1B
– –
-400
Closed -$10K
LPL icon
10424
CALL
LG Display
LPL
$3.14B
– –
-3,500
Closed -$42K
LPTH icon
10425
Lightpath Technologies
LPTH
$686M
$0 ﹤0.01%
227
– –
415 416
417
418 419

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.