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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDN icon
10376
Intellicheck
IDN
$73.5M
– –
-294
Closed -$1K
IDT icon
10377
CALL
IDT Corp
IDT
$1.63B
– –
-335
Closed -$4K
IDV icon
10378
PUT
iShares International Select Dividend ETF
IDV
$8.24B
– –
-5,100
Closed -$162K
IEP icon
10379
PUT
Icahn Enterprises
IEP
$5.19B
– –
-1,200
Closed -$87K
IFF icon
10380
PUT
International Flavors & Fragrances
IFF
$19.5B
– –
-400
Closed -$30K
III icon
10381
Information Services Group
III
$192M
– –
-178
Closed –
ILF icon
10382
PUT
iShares Latin America 40 ETF
ILF
$3.79B
– –
-300
Closed -$11K
IMMR icon
10383
PUT
Immersion
IMMR
$256M
– –
-1,000
Closed -$13K
INDL icon
10384
Direxion Daily MSCI India Bull 2X ETF
INDL
$55.1M
– –
-309
Closed -$13K
INVA icon
10385
PUT
Innoviva
INVA
$1.57B
– –
-124
Closed -$4K
IQDF icon
10386
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$0 ﹤0.01%
+18
New +$455
IQDY icon
10387
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$109M
– –
-16
Closed –
IRDM icon
10388
PUT
Iridium Communications
IRDM
$4.87B
– –
-5,400
Closed -$42K
IROQ
10389
DELISTED
IF Bancorp
IROQ
– –
-698
Closed -$11K
IRS
10390
IRSA Inversiones y Representaciones
IRS
$1.31B
– –
-199
Closed -$1K
IRWD icon
10391
CALL
Ironwood Pharmaceuticals
IRWD
$644M
– –
-239
Closed -$2K
ITRI icon
10392
CALL
Itron
ITRI
$3.76B
– –
-100
Closed -$4K
IWF icon
10393
PUT
iShares Russell 1000 Growth ETF
IWF
$120B
– –
-1,200
Closed -$22K
IWV icon
10394
CALL
iShares Russell 3000 ETF
IWV
$19.5B
– –
-100
Closed -$10K
IWV icon
10395
PUT
iShares Russell 3000 ETF
IWV
$19.5B
– –
-100
Closed -$10K
JBHT icon
10396
CALL
JB Hunt Transport Services
JBHT
$26.4B
– –
-600
Closed -$43K
JBHT icon
10397
PUT
JB Hunt Transport Services
JBHT
$26.4B
– –
-300
Closed -$22K
JHX icon
10398
James Hardie Industries
JHX
$15.5B
$0 ﹤0.01%
+10
New +$90
JOB icon
10399
GEE Group
JOB
$23.2M
$0 ﹤0.01%
+217
New +$593
JVA icon
10400
Coffee Holding Co
JVA
$19.5M
– –
-1,390
Closed -$8K
414 415
416
417 418

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.