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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUG icon
10351
PUT
ProShares UltraShort Energy
DUG
$19.7M
– –
-5
Closed -$6K
DVY icon
10352
PUT
iShares Select Dividend ETF
DVY
$24B
– –
-700
Closed -$46K
DX
10353
CALL
Dynex Capital
DX
$2.99B
– –
-100
Closed -$3K
DXD icon
10354
PUT
ProShares UltraShort Dow 30
DXD
$44.8M
– –
-95
Closed -$64K
OPPJ
10355
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$280M
– –
-1,520
Closed -$22K
DXLG icon
10356
CALL
Destination XL Group
DXLG
$34.7M
– –
-100
Closed -$1K
DZZ icon
10357
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.38M
– –
-5,369
Closed -$35K
EBMT icon
10358
Eagle Bancorp Montana
EBMT
$186M
– –
-655
Closed -$7K
EBS icon
10359
Emergent Biosolutions
EBS
$375M
– –
-2,064
Closed -$39K
EBTC
10360
DELISTED
Enterprise Bancorp
EBTC
– –
-743
Closed -$14K
EEA
10361
European Equity Fund
EEA
$73.9M
– –
-3
Closed –
EFU icon
10362
CALL
ProShares Trust UltraShort MSCI EAFE
EFU
$1.23M
– –
-50
Closed -$5K
EFX icon
10363
CALL
Equifax
EFX
$20.3B
– –
-400
Closed -$24K
EGBN icon
10364
Eagle Bancorp
EGBN
$867M
$0 ﹤0.01%
1
– –
ELLO icon
10365
Ellomay Capital Ltd
ELLO
$267M
– –
-1,257
Closed -$11K
ELTK icon
10366
Eltek
ELTK
$60.1M
– –
-365
Closed -$2K
EMB icon
10367
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-100
Closed -$11K
ENOV icon
10368
PUT
Enovis
ENOV
$1.56B
– –
-58
Closed -$6K
ENS icon
10369
CALL
EnerSys
ENS
$6.95B
– –
-200
Closed -$12K
EPR icon
10370
CALL
EPR Properties
EPR
$4.86B
– –
-100
Closed -$5K
EQT icon
10371
PUT
EQT Corp
EQT
$33.2B
– –
-735
Closed -$35K
ES icon
10372
CALL
Eversource Energy
ES
$28.2B
– –
-100
Closed -$4K
ESE icon
10373
CALL
ESCO Technologies
ESE
$8.49B
– –
-300
Closed -$10K
ESS icon
10374
PUT
Essex Property Trust
ESS
$18.9B
– –
-500
Closed -$74K
EVR icon
10375
CALL
Evercore
EVR
$13.1B
– –
-1,300
Closed -$64K
413 414
415
416 417

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.