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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSV icon
10326
PUT
Carriage Services
CSV
$618M
– –
-500
Closed -$10K
CUBI icon
10327
Customers Bancorp
CUBI
$2.59B
– –
-488
Closed -$7K
CURE icon
10328
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
– –
-395
Closed -$4K
CW icon
10329
CALL
Curtiss-Wright
CW
$27.7B
– –
-100
Closed -$5K
CWT icon
10330
PUT
California Water Service
CWT
$3.04B
– –
-100
Closed -$2K
CXT icon
10331
CALL
Crane NXT
CXT
$3.04B
– –
-288
Closed -$6K
CXT icon
10332
PUT
Crane NXT
CXT
$3.04B
– –
-576
Closed -$12K
BGMS
10333
PUT
Bio Green Med Solution Inc
BGMS
$5.05M
– –
0
– -$9K
CYTK icon
10334
CALL
Cytokinetics
CYTK
$11B
– –
-1,300
Closed -$10K
CZWI icon
10335
Citizens Community Bancorp
CZWI
$227M
– –
-2,846
Closed -$21K
DAIO icon
10336
Data I/O
DAIO
$32M
– –
-121
Closed –
DBO icon
10337
CALL
Invesco DB Oil Fund
DBO
$425M
– –
-500
Closed -$14K
DCO icon
10338
CALL
Ducommun
DCO
$2.68B
– –
-500
Closed -$14K
DCO icon
10339
PUT
Ducommun
DCO
$2.68B
– –
-1,200
Closed -$34K
DENN
10340
CALL
DELISTED
Denny's
DENN
– –
-200
Closed -$1K
DGRS icon
10341
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$401M
– –
-2,302
Closed -$60K
DGZ icon
10342
DB Gold Short ETN due Feb 15 2038
DGZ
$1.74M
– –
-9,736
Closed -$140K
DHC
10343
PUT
Diversified Healthcare Trust
DHC
$2.26B
– –
-2,623
Closed -$61K
DIN icon
10344
CALL
Dine Brands
DIN
$432M
– –
-4,100
Closed -$283K
DLB icon
10345
PUT
Dolby
DLB
$4.72B
– –
-100
Closed -$3K
DOG
10346
PUT
ProShares Short Dow30
DOG
$96.8M
– –
-25
Closed -$3K
DOV icon
10347
CALL
Dover
DOV
$27.2B
– –
-1,641
Closed -$99K
DRD
10348
DRDGold
DRD
$1.82B
$0 ﹤0.01%
26
-400
-94% -$1.81K
DRV icon
10349
CALL
Direxion Daily Real Estate Bear 3X ETF
DRV
$25M
– –
-74
Closed -$243K
DSS icon
10350
CALL
DSS Inc
DSS
$5.52M
– –
-1
Closed -$2K
412 413
414
415 416

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.