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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFO icon
10301
ProShares Ultra MSCI EAFE
EFO
$29.4M
– –
-1,980
Closed -$55K
EG icon
10302
PUT
Everest Group
EG
$15.8B
– –
-3,600
Closed -$462K
EGBN icon
10303
Eagle Bancorp
EGBN
$868M
$0 ﹤0.01%
1
– –
EGY icon
10304
Vaalco Energy
EGY
$540M
– –
-2,463
Closed -$14.5K
EHC icon
10305
CALL
Encompass Health
EHC
$11.6B
– –
-5,279
Closed -$121K
EIRL icon
10306
iShares MSCI Ireland ETF
EIRL
$76.3M
– –
-349
Closed -$10K
ELMD icon
10307
Electromed
ELMD
$332M
– –
-1,582
Closed -$2K
ELP
10308
PUT
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-3,000
Closed -$15K
EML icon
10309
Eastern Company
EML
$145M
– –
-6,376
Closed -$102K
ENTG icon
10310
PUT
Entegris
ENTG
$18B
– –
-1,000
Closed -$9K
EPC icon
10311
PUT
Edgewell Personal Care
EPC
$1.3B
– –
-270
Closed -$20K
EPR.PRC icon
10312
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$153M
– –
-94
Closed -$2K
EPV icon
10313
PUT
ProShares UltraShort FTSE Europe
EPV
$11.4M
– –
-10
Closed -$5K
EQS icon
10314
Equus Total Return
EQS
$16.8M
– –
-5,217
Closed -$10K
EQT icon
10315
CALL
EQT Corp
EQT
$32.2B
– –
-13,226
Closed -$571K
ESCA icon
10316
Escalade
ESCA
$275M
– –
-273
Closed -$2K
ESEA icon
10317
Euroseas
ESEA
$532M
– –
-172
Closed -$12K
ETD icon
10318
CALL
Ethan Allen Interiors
ETD
$603M
– –
-1,200
Closed -$35K
EUSA icon
10319
iShares MSCI USA Equal Weighted ETF
EUSA
$1.83B
– –
-14
Closed –
EVC icon
10320
PUT
Entravision Communication
EVC
$1,000M
– –
-800
Closed -$5K
EVRI
10321
DELISTED
Everi Holdings
EVRI
$0 ﹤0.01%
12
-958
-99% -$7.08K
EXR icon
10322
PUT
Extra Space Storage
EXR
$32.1B
– –
-400
Closed -$17K
FAF icon
10323
CALL
First American
FAF
$8.05B
– –
-600
Closed -$13K
FAF icon
10324
PUT
First American
FAF
$8.05B
– –
-400
Closed -$9K
FANG icon
10325
Diamondback Energy
FANG
$53.8B
– –
-289
Closed -$10K
411 412
413
414 415

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.