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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBW icon
10276
PUT
Build-A-Bear
BBW
$423M
– –
-78,200
Closed -$546K
BCH icon
10277
Banco de Chile
BCH
$20.6B
– –
-2,647
Closed -$72K
BGFV
10278
CALL
DELISTED
Big 5 Sporting Goods
BGFV
– –
-1,800
Closed -$29K
BGI icon
10279
Birks Group
BGI
$10.1M
– –
-1,801
Closed -$4K
BIB icon
10280
ProShares Ultra NASDAQ Biotechnology
BIB
$82.2M
– –
-1,116
Closed -$37.3K
BIS icon
10281
ProShares UltraShort NASDAQ Biotechnology
BIS
$2.3M
– –
-22
Closed -$21.2K
BNO icon
10282
CALL
United States Brent Oil Fund
BNO
$815M
– –
-200
Closed -$8K
BOH icon
10283
CALL
Bank of Hawaii
BOH
$3.33B
– –
-1,000
Closed -$54K
BOND icon
10284
CALL
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
– –
-200
Closed -$21K
BOOM icon
10285
CALL
DMC Global
BOOM
$121M
– –
-3,000
Closed -$70K
BOTJ icon
10286
Bank Of The James
BOTJ
$122M
– –
-460
Closed -$3K
BRC icon
10287
CALL
Brady Corp
BRC
$4.45B
– –
-1,000
Closed -$30K
BRK.A icon
10288
Berkshire Hathaway Class A
BRK.A
$1.07T
$0 ﹤0.01%
246
+25
+11% +$4.34M
BTE icon
10289
CALL
Baytex Energy
BTE
$3.08B
– –
-1,200
Closed -$50K
BTI icon
10290
CALL
British American Tobacco
BTI
$132B
– –
-1,000
Closed -$53K
BUSE icon
10291
First Busey Corp
BUSE
$2.52B
– –
-933
Closed -$15K
BWEN icon
10292
PUT
Broadwind
BWEN
$113M
– –
-500
Closed -$4K
BBBY
10293
PUT
Bed Bath & Beyond
BBBY
$473M
– –
-1,997
Closed -$45K
BZQ icon
10294
CALL
ProShares UltraShort MSCI Brazil Capped
BZQ
$2.46M
– –
-3
Closed -$7K
CAL icon
10295
CALL
Caleres
CAL
$396M
– –
-300
Closed -$7K
CAL icon
10296
PUT
Caleres
CAL
$396M
– –
-200
Closed -$5K
CASI
10297
DELISTED
CASI Pharmaceuticals
CASI
– –
-402
Closed -$8K
CATX icon
10298
Perspective Therapeutics
CATX
$332M
– –
-203
Closed -$1K
CCI icon
10299
PUT
Crown Castle
CCI
$32.7B
– –
-100
Closed -$7K
CCM
10300
CALL
Concord Medical Services
CCM
$18.7M
– –
-57
Closed -$3K
410 411
412
413 414

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.