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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KUST
10276
Kustom Entertainment Inc
KUST
$702K
– –
0
– -$4K
DHC
10277
CALL
Diversified Healthcare Trust
DHC
$2.25B
– –
-131,069
Closed -$3.37M
DIG icon
10278
ProShares Ultra Energy
DIG
$80.8M
– –
-1,576
Closed -$117K
DIG icon
10279
PUT
ProShares Ultra Energy
DIG
$80.8M
– –
-240
Closed -$16K
DIOD icon
10280
CALL
Diodes
DIOD
$3.68B
– –
-400
Closed -$10K
DJCO icon
10281
Daily Journal
DJCO
$795M
– –
-552
Closed -$62K
DJP icon
10282
PUT
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$789M
– –
-300
Closed -$11K
DKL icon
10283
CALL
Delek Logistics
DKL
$3.1B
– –
-100
Closed -$3K
DLHC icon
10284
DLH Holdings
DLHC
$76.5M
$0 ﹤0.01%
125
-2,105
-94% -$1.85K
DLX icon
10285
CALL
Deluxe
DLX
$1.25B
– –
-1,600
Closed -$55K
DMLP icon
10286
CALL
Dorchester Minerals
DMLP
$1.31B
– –
-100
Closed -$2K
DOX icon
10287
CALL
Amdocs
DOX
$5.83B
– –
-400
Closed -$15K
DSS icon
10288
PUT
DSS Inc
DSS
$5.64M
– –
-3
Closed -$16K
DTE icon
10289
PUT
DTE Energy
DTE
$31.1B
– –
-353
Closed -$20K
DVAX
10290
PUT
DELISTED
Dynavax Technologies
DVAX
– –
-600
Closed -$7K
DXPE icon
10291
CALL
DXP Enterprises
DXPE
$2.53B
– –
-300
Closed -$20K
DXLG icon
10292
Destination XL Group
DXLG
$34.3M
– –
-6,231
Closed -$40K
DY icon
10293
CALL
Dycom Industries
DY
$12B
– –
-200
Closed -$5K
ECH icon
10294
CALL
iShares MSCI Chile ETF
ECH
$997M
– –
-100
Closed -$5K
FOCL
10295
PUT
EDAP TMS S.A.
FOCL
$223M
– –
-1,000
Closed -$3K
EDU icon
10296
CALL
New Oriental
EDU
$7.91B
– –
-148,800
Closed -$3.3M
EDZ icon
10297
CALL
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$20.7M
– –
-2
Closed -$6K
EEA
10298
European Equity Fund
EEA
$73.7M
$0 ﹤0.01%
3
-666
-100% -$5.15K
EEFT icon
10299
CALL
Euronet Worldwide
EEFT
$3.08B
– –
-56,600
Closed -$1.8M
EEV icon
10300
CALL
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.6M
– –
-10
Closed -$3K
410 411
412
413 414

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.