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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APT icon
10251
Alpha Pro Tech
APT
$50.4M
– –
-5,178
Closed -$8K
APWC icon
10252
Asia Pacific Wire & Cable
APWC
$65.1M
– –
-817
Closed -$3K
ARCB icon
10253
PUT
ArcBest
ARCB
$3.44B
– –
-3,600
Closed -$92K
ARE icon
10254
PUT
Alexandria Real Estate Equities
ARE
$8.88B
– –
-1,500
Closed -$96K
ARLP icon
10255
PUT
Alliance Resource Partners
ARLP
$3.18B
– –
-2,200
Closed -$82K
ARR
10256
PUT
Armour Residential REIT
ARR
$2.02B
– –
-310
Closed -$52K
ASB icon
10257
CALL
Associated Banc-Corp
ASB
$5.81B
– –
-100
Closed -$2K
EFOR
10258
PUT
Everforth Inc
EFOR
$845M
– –
-800
Closed -$26K
ASM
10259
Avino Silver & Gold Mines
ASM
$987M
– –
-13,489
Closed -$16K
ASML icon
10260
PUT
ASML
ASML
$675B
– –
-8,600
Closed -$849K
ASTC icon
10261
Astrotech Corp
ASTC
$14.5M
– –
-7
Closed -$1K
ASTE icon
10262
PUT
Astec Industries
ASTE
$1.3B
– –
-100
Closed -$4K
ASYS icon
10263
CALL
Amtech Systems
ASYS
$278M
– –
-1,300
Closed -$9K
ATMP icon
10264
iPath Select MLP ETN
ATMP
$647M
– –
-233
Closed -$6K
ATR icon
10265
CALL
AptarGroup
ATR
$8.45B
– –
-200
Closed -$12K
AVD icon
10266
PUT
American Vanguard Corp
AVD
$73.5M
– –
-200
Closed -$5K
AVNW icon
10267
Aviat Networks
AVNW
$262M
$0 ﹤0.01%
31
+8
+35% +$105
AWI icon
10268
CALL
Armstrong World Industries
AWI
$6.86B
– –
-100
Closed -$6K
AXR icon
10269
AMREP Corp
AXR
$135M
– –
-1,329
Closed -$12K
AZTA icon
10270
PUT
Azenta
AZTA
$1.26B
– –
-1,200
Closed -$11K
BAK icon
10271
CALL
Braskem
BAK
$980M
– –
-300
Closed -$5K
BAK icon
10272
PUT
Braskem
BAK
$980M
– –
-400
Closed -$6K
BBAR icon
10273
BBVA Argentina
BBAR
$3.85B
– –
-34,880
Closed -$231K
BBD icon
10274
PUT
Banco Bradesco
BBD
$38.1B
– –
-1,531
Closed -$8K
BBW icon
10275
Build-A-Bear
BBW
$423M
– –
-4,688
Closed -$33K
409 410
411
412 413

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.