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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXN icon
10251
PC Connection
CNXN
$2.1B
– –
-1,373
Closed -$21K
COHN icon
10252
Cohen & Co
COHN
$34.2M
– –
-197
Closed -$5K
COHR icon
10253
PUT
Coherent
COHR
$47.6B
– –
-100
Closed -$2K
COO icon
10254
PUT
Cooper Companies
COO
$14.1B
– –
-68,800
Closed -$2.05M
COR icon
10255
PUT
Cencora
COR
$62.2B
– –
-400
Closed -$22K
CORT icon
10256
PUT
Corcept Therapeutics
CORT
$10.1B
– –
-99,400
Closed -$172K
CPHI icon
10257
China Pharma Holdings
CPHI
$52.7M
– –
-15
Closed -$2K
CPRT icon
10258
PUT
Copart
CPRT
$28.4B
– –
-4,800
Closed -$18K
CPRX
10259
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-18,138
Closed -$16K
CPSS icon
10260
CALL
Consumer Portfolio Services
CPSS
$207M
– –
-600
Closed -$4K
CQQQ icon
10261
Invesco China Technology ETF
CQQQ
$3B
– –
-339
Closed -$9K
CREG
10262
DELISTED
Smart Powerr
CREG
– –
0
– -$4K
CRI icon
10263
PUT
Carter's
CRI
$1.45B
– –
-400
Closed -$30K
CRL icon
10264
PUT
Charles River Laboratories
CRL
$11.6B
– –
-900
Closed -$37K
CTRN icon
10265
CALL
Citi Trends
CTRN
$559M
– –
-100
Closed -$1K
CTRN icon
10266
PUT
Citi Trends
CTRN
$559M
– –
-100
Closed -$1K
CUZ icon
10267
CALL
Cousins Properties
CUZ
$5.22B
– –
-35
Closed -$1K
CVCO icon
10268
Cavco Industries
CVCO
$4.54B
– –
-24
Closed -$1K
CVE icon
10269
CALL
Cenovus Energy
CVE
$51.6B
– –
-5,900
Closed -$168K
CVR icon
10270
Chicago Rivet & Machine Co
CVR
$10M
– –
-561
Closed -$15K
DAIO icon
10271
Data I/O
DAIO
$31.5M
$0 ﹤0.01%
121
-396
-77% -$954
DAKT icon
10272
CALL
Daktronics
DAKT
$953M
– –
-3,100
Closed -$32K
DAR icon
10273
CALL
Darling Ingredients
DAR
$9.28B
– –
-200
Closed -$4K
DBO icon
10274
PUT
Invesco DB Oil Fund
DBO
$375M
– –
-400
Closed -$10K
DDS icon
10275
PUT
Dillards
DDS
$9.2B
– –
-500
Closed -$41K
409 410
411
412 413

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.