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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADTN icon
10226
PUT
Adtran
ADTN
$798M
– –
-300
Closed -$8K
AES icon
10227
PUT
AES
AES
$10.6B
– –
-1,500
Closed -$20K
AGI icon
10228
CALL
Alamos Gold
AGI
$12.4B
– –
-100
Closed -$2K
AIR icon
10229
PUT
AAR Corp
AIR
$5.15B
– –
-2,800
Closed -$77K
AIRT icon
10230
Air T
AIRT
$72.9M
$0 ﹤0.01%
18
-950
-98% -$7.16K
AIZ icon
10231
PUT
Assurant
AIZ
$13.7B
– –
-300
Closed -$16K
AKO.A icon
10232
Embotelladora Andina Series A
AKO.A
$0 ﹤0.01%
4
-839
-100% -$19.9K
ALEX
10233
CALL
DELISTED
Alexander & Baldwin
ALEX
– –
-600
Closed -$22K
ALGT icon
10234
CALL
Allegiant Air
ALGT
$2.64B
– –
-400
Closed -$42K
ALK icon
10235
PUT
Alaska Air
ALK
$5.15B
– –
-6,200
Closed -$194K
ALKS icon
10236
CALL
Alkermes
ALKS
$8.82B
– –
-800
Closed -$27K
ALKS icon
10237
PUT
Alkermes
ALKS
$8.82B
– –
-100
Closed -$3K
ALLT icon
10238
PUT
Allot
ALLT
$374M
– –
-46,200
Closed -$584K
ALSN icon
10239
CALL
Allison Transmission
ALSN
$10.1B
– –
-5,500
Closed -$138K
AMKR icon
10240
PUT
Amkor Technology
AMKR
$16.1B
– –
-40,200
Closed -$172K
AMS icon
10241
American Shared Hospital Services
AMS
$9.67M
– –
-2,415
Closed -$6K
ANGI icon
10242
CALL
Angi Inc
ANGI
$224M
– –
-10
Closed -$2K
ANGI icon
10243
PUT
Angi Inc
ANGI
$224M
– –
-340
Closed -$76K
ANGO icon
10244
AngioDynamics
ANGO
$562M
– –
-100
Closed -$1.54K
YDKG
10245
Yueda Digital Holding
YDKG
$5M
– –
-1
Closed -$4K
AOS icon
10246
PUT
A.O. Smith
AOS
$8.38B
– –
-1,200
Closed -$27K
AP icon
10247
Ampco-Pittsburgh
AP
$167M
– –
-890
Closed -$16K
APEI icon
10248
CALL
American Public Education
APEI
$875M
– –
-500
Closed -$19K
APH icon
10249
PUT
Amphenol
APH
$188B
– –
-800
Closed -$8K
APPS icon
10250
Digital Turbine
APPS
$1.02B
– –
-262
Closed -$1K
408 409
410
411 412

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.