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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWM icon
1001
ProShares Short Russell2000
RWM
$122M
$11.9M 0.01%
160,726
-38,713
-19% -$2.97M
IBB icon
1002
CALL
iShares Biotechnology ETF
IBB
$9.31B
$11.9M 0.01%
169,800
-296,100
-64% -$19.4M
EDD
1003
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$11.9M 0.01%
841,052
+40,764
+5% +$571K
EQNR icon
1004
Equinor
EQNR
$95.9B
$11.8M 0.01%
521,746
+166,570
+47% +$3.65M
BOE icon
1005
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$11.8M 0.01%
845,640
+30,492
+4% +$423K
FSLR icon
1006
PUT
First Solar
FSLR
$21.8B
$11.8M 0.01%
294,200
+154,300
+110% +$6.52M
BGS icon
1007
B&G Foods
BGS
$285M
$11.8M 0.01%
342,155
-893
-0.3% -$31.1K
USIG icon
1008
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$11.8M 0.01%
220,514
-153,818
-41% -$8.22M
MU icon
1009
PUT
Micron Technology
MU
$1.04T
$11.8M 0.01%
676,100
+143,800
+27% +$2.09M
TBT icon
1010
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$11.8M 0.01%
156,618
+133,839
+588% +$10.3M
ETG
1011
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$11.8M 0.01%
753,212
-59,512
-7% -$939K
GM icon
1012
PUT
General Motors
GM
$74.7B
$11.7M 0.01%
326,300
+22,000
+7% +$789K
FAST icon
1013
Fastenal
FAST
$54B
$11.7M 0.01%
932,728
-120,292
-11% -$1.43M
BSX icon
1014
Boston Scientific
BSX
$65.8B
$11.7M 0.01%
998,201
-349,514
-26% -$3.78M
WFT
1015
CALL
DELISTED
Weatherford International plc
WFT
$11.7M 0.01%
763,500
+118,600
+18% +$1.74M
COST icon
1016
CALL
Costco
COST
$415B
$11.7M 0.01%
101,500
+38,900
+62% +$4.49M
EXPE icon
1017
PUT
Expedia Group
EXPE
$31.2B
$11.7M 0.01%
225,100
+214,400
+2,004% +$11.5M
GE icon
1018
CALL
GE Aerospace
GE
$367B
$11.7M 0.01%
101,806
-49,630
-33% -$5.69M
NUAN
1019
CALL
DELISTED
Nuance Communications, Inc.
NUAN
$11.7M 0.01%
720,720
+451,605
+168% +$7.47M
STIP icon
1020
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$11.7M 0.01%
115,238
-39,915
-26% -$4.03M
NEM icon
1021
PUT
Newmont
NEM
$98.2B
$11.6M 0.01%
413,400
+92,500
+29% +$2.74M
CNP icon
1022
CenterPoint Energy
CNP
$29.1B
$11.6M 0.01%
484,370
+99,540
+26% +$2.37M
TFCFA
1023
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$11.6M 0.01%
+345,694
New +$10.9M
BIT icon
1024
BlackRock Multi-Sector Income Trust
BIT
$696M
$11.5M 0.01%
689,245
+269,794
+64% +$4.4M
EFV icon
1025
iShares MSCI EAFE Value ETF
EFV
$27.6B
$11.5M 0.01%
210,923
+57,389
+37% +$2.98M
39 40
41
42 43

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.