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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRML
10201
CALL
DELISTED
Vermillion, Inc.
VRML
$1K ﹤0.01%
500
-2,000
-80% -$4.9K
AUO
10202
CALL
DELISTED
AU Optronics Corp
AUO
$1K ﹤0.01%
+200
New +$627
MSFG
10203
DELISTED
MainSource Financial Group Inc
MSFG
$1K ﹤0.01%
63
-723
-92% -$11.8K
SSN
10204
DELISTED
Samson Oil & Gas Limited
SSN
$1K ﹤0.01%
+212
New +$985
FRP
10205
DELISTED
Fairpoint Communications, Inc.
FRP
$1K ﹤0.01%
44
-73,097
-100% -$692K
PLCM
10206
CALL
DELISTED
POLYCOM INC
PLCM
$1K ﹤0.01%
100
– –
RUDR
10207
DELISTED
VELOCITYSHARES RUSSIA SELECT DR ETF
RUDR
$1K ﹤0.01%
25
– –
LLEN
10208
PUT
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$1K ﹤0.01%
400
-23,100
-98% -$34.2K
MJES
10209
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
$1K ﹤0.01%
1,969
-10,015
-84% -$5.09K
ONE
10210
CALL
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$1K ﹤0.01%
+100
New +$904
IMH
10211
CALL
DELISTED
Impac Mortgage Holdings Inc.
IMH
$1K ﹤0.01%
100
– –
XBKS
10212
DELISTED
XENITH BANKSHARES INC , COMMON STOCK
XBKS
$1K ﹤0.01%
139
-449
-76% -$2.62K
SGOC
10213
DELISTED
SGOCO TECHNOLOGY LTD ORD SHS (CYM)
SGOC
$1K ﹤0.01%
+368
New +$1K
AQU
10214
DELISTED
AQUASITION CORP COM STK
AQU
$1K ﹤0.01%
+100
New +$1.02K
AADR icon
10215
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
– –
-920
Closed -$33K
AAP icon
10216
PUT
Advance Auto Parts
AAP
$3.37B
– –
-400
Closed -$33K
ABR icon
10217
CALL
Arbor Realty Trust
ABR
$960M
– –
-500
Closed -$3K
ACCO icon
10218
CALL
Acco Brands
ACCO
$369M
– –
-8,700
Closed -$58K
ACCO icon
10219
PUT
Acco Brands
ACCO
$369M
– –
-100
Closed -$1K
ACIC icon
10220
American Coastal Insurance
ACIC
$498M
– –
-2,936
Closed -$26K
ACNT icon
10221
Ascent Industries
ACNT
$137M
– –
-1,725
Closed -$28K
ACRE
10222
Ares Commercial Real Estate
ACRE
$252M
– –
-2,064
Closed -$26.5K
ACRE
10223
PUT
Ares Commercial Real Estate
ACRE
$252M
– –
-200
Closed -$2K
ACTG icon
10224
PUT
Acacia Research
ACTG
$450M
– –
-400
Closed -$9K
ADEA icon
10225
PUT
Adeia
ADEA
$2.86B
– –
-39,690
Closed -$203K
407 408
409
410 411

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.