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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALG icon
10176
Alamo Group
ALG
$2.01B
– –
-790
Closed -$32K
ALOT icon
10177
AstroNova
ALOT
$223M
– –
-2,175
Closed -$24K
ALSN icon
10178
PUT
Allison Transmission
ALSN
$9.99B
– –
-500
Closed -$12K
ALT icon
10179
Altimmune
ALT
$568M
– –
-60
Closed -$34.4K
ALV icon
10180
CALL
Autoliv
ALV
$9.02B
– –
-4,025
Closed -$224K
AMCX icon
10181
CALL
AMC Global Media
AMCX
$449M
– –
-500
Closed -$33K
AME icon
10182
CALL
Ametek
AME
$55.3B
– –
-200
Closed -$8K
AMN icon
10183
PUT
AMN Healthcare
AMN
$1.33B
– –
-2,000
Closed -$29K
AN icon
10184
PUT
AutoNation
AN
$7.31B
– –
-200
Closed -$9K
ANDE icon
10185
CALL
Andersons Inc
ANDE
$2.49B
– –
-600
Closed -$21K
ANDE icon
10186
PUT
Andersons Inc
ANDE
$2.49B
– –
-15,000
Closed -$532K
ANIP icon
10187
CALL
ANI Pharmaceuticals
ANIP
$1.82B
– –
-500
Closed -$3K
ANIP icon
10188
PUT
ANI Pharmaceuticals
ANIP
$1.82B
– –
-600
Closed -$4K
AORT icon
10189
PUT
Artivion
AORT
$1.32B
– –
-500
Closed -$3K
APAM icon
10190
PUT
Artisan Partners
APAM
$2.91B
– –
-100
Closed -$5K
ARCT icon
10191
Arcturus Therapeutics
ARCT
$162M
– –
-58
Closed -$3K
ARKR icon
10192
Ark Restaurants
ARKR
$20.9M
– –
-171
Closed -$4K
AROC icon
10193
PUT
Archrock
AROC
$6.19B
– –
-400
Closed -$11K
EFOR
10194
CALL
Everforth Inc
EFOR
$944M
– –
-200
Closed -$5K
ASYS icon
10195
Amtech Systems
ASYS
$255M
– –
-9,543
Closed -$63.8K
ASYS icon
10196
PUT
Amtech Systems
ASYS
$255M
– –
-1,900
Closed -$12K
ATEC icon
10197
Alphatec Holdings
ATEC
$1.43B
$0 ﹤0.01%
14
-57
-80% -$1.44K
CVSA
10198
PUT
Covista Inc
CVSA
$4.31B
– –
-600
Closed -$19K
ATO icon
10199
CALL
Atmos Energy
ATO
$30.3B
– –
-100
Closed -$4K
AVAV icon
10200
PUT
AeroVironment
AVAV
$7.81B
– –
-400
Closed -$8K
406 407
408
409 410

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.