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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGYPW
10151
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
$1K ﹤0.01%
+615
New +$1.01K
SGI
10152
CALL
DELISTED
Silicon Graphics Intl.
SGI
$1K ﹤0.01%
100
– –
QLGC
10153
PUT
DELISTED
QLOGIC CORP
QLGC
$1K ﹤0.01%
+100
New +$1.16K
CPXX
10154
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
$1K ﹤0.01%
+160
New +$548
TWER
10155
PUT
DELISTED
Towerstream Corporation Common Stock
TWER
$1K ﹤0.01%
+20
New +$1.01K
ENZN
10156
CALL
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$1K ﹤0.01%
900
– –
CTCM
10157
PUT
DELISTED
CTC MEDIA INC COM STK
CTCM
$1K ﹤0.01%
+100
New +$1.24K
UNIS
10158
PUT
DELISTED
Unilife Corporation
UNIS
$1K ﹤0.01%
30
-570
-95% -$20.9K
REDF
10159
CALL
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$1K ﹤0.01%
300
– –
MCOX
10160
DELISTED
MECOX LANE LTD SPONS ADR REPSTG 35 ORD
MCOX
$1K ﹤0.01%
+300
New +$1.17K
MDGN.WS
10161
DELISTED
MEDGENICS INC WT PUR COM EXP 03/31/16
MDGN.WS
$1K ﹤0.01%
+516
New +$1.55K
ATML
10162
PUT
DELISTED
ATMEL CORP
ATML
$1K ﹤0.01%
100
-500
-83% -$3.66K
SFXE
10163
CALL
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$1K ﹤0.01%
+100
New +$1K
ROYL
10164
DELISTED
ROYALE ENERGY INC
ROYL
$1K ﹤0.01%
234
-5,259
-96% -$13.8K
ROYL
10165
PUT
DELISTED
ROYALE ENERGY INC
ROYL
$1K ﹤0.01%
500
-7,000
-93% -$18.4K
HKTV
10166
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$1K ﹤0.01%
60
-435
-88% -$2.67K
AVL
10167
CALL
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$1K ﹤0.01%
+1,200
New +$856
BAMM
10168
DELISTED
BOOKS-A-MILLION INC
BAMM
$1K ﹤0.01%
418
-1,300
-76% -$3.21K
AZIA
10169
DELISTED
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
AZIA
$1K ﹤0.01%
78
-1,082
-93% -$14.8K
CRV
10170
DELISTED
COAST DISTRIBTN SYSTEM INC(THE
CRV
$1K ﹤0.01%
+244
New +$840
SUSQ
10171
CALL
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1K ﹤0.01%
100
-1,200
-92% -$14.9K
AUQ
10172
PUT
DELISTED
AURICO GOLD INC COM
AUQ
$1K ﹤0.01%
200
-14,000
-99% -$53.9K
ZGNX
10173
CALL
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
+38
New +$852
CRMD.WS
10174
DELISTED
CORMEDIX INC WTS EXP 04/30/15
CRMD.WS
$1K ﹤0.01%
7,387
+3,130
+74% +$369
EVRY
10175
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
$1K ﹤0.01%
87
-1,640
-95% -$14.8K
405 406
407
408 409

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.