We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESBF
10126
DELISTED
E S B FINL CORP
ESBF
$1K ﹤0.01%
+117
New +$1.49K
SKH
10127
CALL
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
$1K ﹤0.01%
+200
New +$1.08K
AVNR
10128
PUT
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$1K ﹤0.01%
200
-1,900
-90% -$9K
UKK
10129
DELISTED
PROSHARES ULTRA RUSSELL 2000 GROWTH
UKK
$1K ﹤0.01%
+14
New +$1.1K
CTC
10130
DELISTED
IFM INVESTMENTS LTD ADS RPSTG 15 CL A ORD SHS (CAYMAN ISL)
CTC
$1K ﹤0.01%
+800
New +$1.89K
WGA
10131
DELISTED
AG&E Holdings Inc
WGA
$1K ﹤0.01%
600
-2,472
-80% -$4.46K
AMBT
10132
DELISTED
Ambient Corp
AMBT
$1K ﹤0.01%
250
-1,574
-86% -$4.41K
NINE
10133
DELISTED
NINETOWNS INTERNET TECHNOLOGY GROUP CO LTD SPON ADR
NINE
$1K ﹤0.01%
700
+618
+754% +$1.09K
PACR
10134
CALL
DELISTED
PACER INTL INC TENN
PACR
$1K ﹤0.01%
100
-1,500
-94% -$9.38K
MASC
10135
DELISTED
MATERIAL SCIENCES CORP
MASC
$1K ﹤0.01%
133
-1,606
-92% -$15.8K
APFC
10136
DELISTED
AMERICAN PACIFIC CORP
APFC
$1K ﹤0.01%
+10
New +$422
OCZ
10137
CALL
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$1K ﹤0.01%
+500
New +$780
VSBN
10138
DELISTED
VSB BANCORP INC (NY)
VSBN
$1K ﹤0.01%
90
-1,195
-93% -$12.5K
VELT
10139
CALL
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
$1K ﹤0.01%
2,800
-16,300
-85% -$12.9K
VELT
10140
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
$1K ﹤0.01%
4,000
-147,569
-97% -$117K
VELT
10141
PUT
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
$1K ﹤0.01%
3,300
-87,400
-96% -$69.3K
HAUP
10142
DELISTED
HAUPPAUGE DIGITAL INC
HAUP
$1K ﹤0.01%
+1,515
New +$881
TWO.WS
10143
DELISTED
TWO HBRS INVT CORP WTS EXP 11/07/2013 (MD)
TWO.WS
$1K ﹤0.01%
+1,830
New +$1.09K
SVNT
10144
PUT
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
$1K ﹤0.01%
1,100
– –
VISN
10145
DELISTED
VisionChina Media, Inc.
VISN
$1K ﹤0.01%
242
-279
-54% -$566
EOX
10146
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$1K ﹤0.01%
10
+5
+100% +$710
CYTR
10147
CALL
DELISTED
CytRx Corp
CYTR
$1K ﹤0.01%
50
-283
-85% -$4.17K
EMKR
10148
DELISTED
Emcore Corp
EMKR
$1K ﹤0.01%
25
– –
RXII
10149
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$1K ﹤0.01%
+600
New +$1K
IIP
10150
PUT
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
+100
New +$1K
404 405
406
407 408

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.