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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEET
10101
CALL
DELISTED
The Meet Group, Inc. Common Stock
MEET
$1K ﹤0.01%
500
-1,700
-77% -$2.98K
ROSG
10102
PUT
DELISTED
Rosetta Genomics Ltd.
ROSG
$1K ﹤0.01%
+17
New +$690
IMN
10103
DELISTED
Imation
IMN
$1K ﹤0.01%
346
-220
-39% -$985
BEBE
10104
PUT
DELISTED
Bebe Stores Inc
BEBE
$1K ﹤0.01%
10
-1,000
-99% -$58.2K
PCO
10105
DELISTED
Pendrell Corporation - Class A
PCO
$1K ﹤0.01%
1
-1
-50% -$2.23K
BVA
10106
DELISTED
CORDIA BANCORP INC COM
BVA
$1K ﹤0.01%
192
-874
-82% -$3.71K
CNR
10107
DELISTED
CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS
CNR
$1K ﹤0.01%
1,087
+544
+100% +$631
MFLX
10108
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
$1K ﹤0.01%
76
-303
-80% -$4.76K
TWER
10109
DELISTED
Towerstream Corporation Common Stock
TWER
$1K ﹤0.01%
+10
New +$532
CRDS
10110
DELISTED
Crossroads Systems, Inc.
CRDS
$1K ﹤0.01%
91
+78
+600% +$2.51K
DATE
10111
CALL
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$1K ﹤0.01%
+200
New +$1.38K
REDF
10112
CALL
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$1K ﹤0.01%
300
-100
-25% -$245
PFEM
10113
DELISTED
POWERSHARES FUNDAMENTAL EMERGING MKTS LOCAL DEBT PORT
PFEM
$1K ﹤0.01%
+36
New +$794
IO
10114
CALL
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
7
-240
-97% -$19.7K
ATV
10115
DELISTED
Acorn International
ATV
$1K ﹤0.01%
+72
New +$1.08K
GSI
10116
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
$1K ﹤0.01%
+220
New +$1.02K
ATRM
10117
DELISTED
ATRM HOLDINGS INC COMMON STOCK
ATRM
$1K ﹤0.01%
253
-291
-53% -$1.23K
DAEG
10118
DELISTED
DAEGIS INC
DAEG
$1K ﹤0.01%
941
-1,261
-57% -$1.47K
ZAZA
10119
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$1K ﹤0.01%
72
+22
+44% +$245
NOR
10120
CALL
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$1K ﹤0.01%
86
– –
CSMB
10121
DELISTED
CREDIT SUISSE X-LINKS 2XLEVERGED MERGER ARBITRAGE ETNS
CSMB
$1K ﹤0.01%
+83
New +$1.69K
SVBL
10122
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$1K ﹤0.01%
+2,821
New +$1.05K
URZ
10123
DELISTED
URANERZ ENERGY CORP
URZ
$1K ﹤0.01%
1,000
-807
-45% -$962
VIDE
10124
DELISTED
VIDEO DISPLAY CORP
VIDE
$1K ﹤0.01%
+345
New +$1.28K
UPI
10125
DELISTED
UROPLASTY INC-NEW
UPI
$1K ﹤0.01%
+416
New +$1.16K
403 404
405
406 407

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.