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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRRX
10076
DELISTED
DURECT Corp
DRRX
$1K ﹤0.01%
35
-617
-95% -$9.33K
EGY icon
10077
PUT
Vaalco Energy
EGY
$594M
$1K ﹤0.01%
100
– –
EVC icon
10078
CALL
Entravision Communication
EVC
$983M
$1K ﹤0.01%
200
– –
FEIM icon
10079
Frequency Electronics
FEIM
$715M
$1K ﹤0.01%
54
-1,709
-97% -$19.2K
GEVO icon
10080
PUT
Gevo
GEVO
$397M
– –
0
– –
HLIT icon
10081
CALL
Harmonic Inc
HLIT
$1.21B
$1K ﹤0.01%
100
– –
HOFT icon
10082
Hooker Furnishings Corp
HOFT
$148M
$1K ﹤0.01%
59
-613
-91% -$9.9K
IGC icon
10083
IGC Pharma
IGC
$27.6M
$1K ﹤0.01%
1,011
+464
+85% +$430
IMNN icon
10084
PUT
Imunon
IMNN
$6.35M
– –
-2
Closed -$24K
IPWR icon
10085
Ideal Power
IPWR
$65.4M
$1K ﹤0.01%
+19
New +$1.15K
IRS
10086
IRSA Inversiones y Representaciones
IRS
$1.26B
$1K ﹤0.01%
+44
New +$487
LND
10087
BrasilAgro
LND
$369M
$1K ﹤0.01%
+191
New +$843
MFIN icon
10088
CALL
Medallion Financial
MFIN
$226M
$1K ﹤0.01%
100
-1,100
-92% -$17.2K
MGIC
10089
DELISTED
Magic Software Enterprises
MGIC
$1K ﹤0.01%
200
-717
-78% -$4.74K
MRIN
10090
CALL
DELISTED
Marin Software
MRIN
$1K ﹤0.01%
2
– –
MVIS icon
10091
CALL
Microvision
MVIS
$88.2M
$1K ﹤0.01%
400
– –
MVIS icon
10092
Microvision
MVIS
$88.2M
$1K ﹤0.01%
769
-8,124
-91% -$11.7K
NAK
10093
CALL
Northern Dynasty Minerals
NAK
$885M
$1K ﹤0.01%
+600
New +$797
NSSC icon
10094
Napco Security Technologies
NSSC
$1.28B
$1K ﹤0.01%
+466
New +$1.37K
PERI icon
10095
CALL
Perion Network
PERI
$367M
$1K ﹤0.01%
33
-367
-92% -$12.7K
PKBK icon
10096
Parke Bancorp
PKBK
$390M
$1K ﹤0.01%
+165
New +$1K
SEED icon
10097
Origin Agritech
SEED
$12.3M
$1K ﹤0.01%
90
– –
SHIP icon
10098
Seanergy Maritime Holdings
SHIP
$351M
– –
0
– –
SLVP icon
10099
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$805M
$1K ﹤0.01%
100
-791
-89% -$8.97K
STXS icon
10100
CALL
Stereotaxis
STXS
$129M
$1K ﹤0.01%
+250
New +$702
402 403
404
405 406

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.