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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CART
10076
DELISTED
Carolina Trust BancShares
CART
$1K ﹤0.01%
292
-2,270
-89% -$6.53K
IGLD
10077
DELISTED
Internet Gold-Golden Lines Ltd
IGLD
– –
-7
Closed -$4.2K
VISL
10078
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
EMITF
10079
DELISTED
Elbit Imaging Ltd
EMITF
$1K ﹤0.01%
16
-6
-27% -$468
ESIO
10080
CALL
DELISTED
Electro Scientific Industries
ESIO
$1K ﹤0.01%
+100
New +$1.16K
EIP
10081
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$1K ﹤0.01%
52
-3,658
-99% -$41.9K
NWY
10082
CALL
DELISTED
New York & Co Inc
NWY
$1K ﹤0.01%
+200
New +$1.17K
NWY
10083
DELISTED
New York & Co Inc
NWY
$1K ﹤0.01%
160
-4,564
-97% -$26.6K
NDRO
10084
PUT
DELISTED
Enduro Royalty Trust
NDRO
$1K ﹤0.01%
+100
New +$1.52K
KND
10085
CALL
DELISTED
Kindred Healthcare
KND
$1K ﹤0.01%
100
-400
-80% -$5.75K
SPIL
10086
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1K ﹤0.01%
250
-68,313
-100% -$388K
CRVP
10087
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$1K ﹤0.01%
1,037
-1,202
-54% -$1.04K
CEI
10088
CALL
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
CEI
10089
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
STRP
10090
DELISTED
Straight Path Communications Inc.
STRP
$1K ﹤0.01%
+250
New +$1.3K
GNCMA
10091
PUT
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$1K ﹤0.01%
+100
New +$919
NTL
10092
DELISTED
Nortel Invesora 1/20 Ser B Shr
NTL
$1K ﹤0.01%
54
-385
-88% -$6.52K
ONVI
10093
DELISTED
Onvia, Inc.
ONVI
$1K ﹤0.01%
+213
New +$1.06K
BONT
10094
DELISTED
Bon-Ton Stores Inc/The
BONT
$1K ﹤0.01%
50
– –
SEV
10095
DELISTED
Sevcon, Inc.
SEV
$1K ﹤0.01%
300
-615
-67% -$3.03K
XRA
10096
DELISTED
Exeter Resources Corporation
XRA
$1K ﹤0.01%
+723
New +$603
ALJ
10097
DELISTED
Alon USA Energy Inc
ALJ
$1K ﹤0.01%
100
-7,121
-99% -$87.9K
AIII
10098
DELISTED
ACRE Realty Investors Inc
AIII
$1K ﹤0.01%
1,169
+1,060
+972% +$1.09K
ZLTQ
10099
CALL
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$1K ﹤0.01%
100
-100
-50% -$742
KZ
10100
CALL
DELISTED
KongZhong Corporation
KZ
$1K ﹤0.01%
+100
New +$991
402 403
404
405 406

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.