We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MERU
10026
CALL
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$2K ﹤0.01%
500
-300
-38% -$1.04K
COVR
10027
DELISTED
COVER-ALL TECHNOLOGIES INC
COVR
$2K ﹤0.01%
+1,275
New +$1.71K
IMRS
10028
DELISTED
IMRIS INC COMMON SHARES (CANADA)
IMRS
$2K ﹤0.01%
1,081
-1,407
-57% -$2.08K
LAS
10029
DELISTED
LENTUO INTL INC ADS REPSTG 2 ORD SHS (CYM)
LAS
$2K ﹤0.01%
+614
New +$1.98K
AVIV
10030
CALL
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$2K ﹤0.01%
100
– –
UPI
10031
DELISTED
UROPLASTY INC-NEW
UPI
$2K ﹤0.01%
559
+143
+34% +$436
RNE
10032
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2K ﹤0.01%
91
-79
-46% -$1.54K
PRXI
10033
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
$2K ﹤0.01%
210
+180
+600% +$2.26K
COCO
10034
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$2K ﹤0.01%
1,300
-6,000
-82% -$11.7K
DRIV
10035
PUT
DELISTED
DIGITAL RIVER INC.
DRIV
$2K ﹤0.01%
+100
New +$1.79K
ORB
10036
CALL
DELISTED
ORBITAL SCIENCES CORP
ORB
$2K ﹤0.01%
+100
New +$2.29K
FRF
10037
DELISTED
FORTEGRA FINL CORP COM STK (DE)
FRF
$2K ﹤0.01%
260
– –
BAGL
10038
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$2K ﹤0.01%
166
-1,788
-92% -$29.8K
TLR
10039
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$2K ﹤0.01%
+755
New +$1.57K
HIH
10040
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$2K ﹤0.01%
250
– –
OINK
10041
DELISTED
TIANLI AGRITECH INC COM SH (VGB)
OINK
$2K ﹤0.01%
+870
New +$1.59K
OILZ
10042
DELISTED
OIL CONTANGO ETN DUE 6/14/41
OILZ
$2K ﹤0.01%
188
-386
-67% -$9.77K
NEWL
10043
DELISTED
NEWLEAD HOLDINGS LTD NEW (BMU)
NEWL
– –
0
– –
CRMBW
10044
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
$2K ﹤0.01%
+30,386
New +$2K
SPCHA
10045
DELISTED
SPORT CHALET INC CL A
SPCHA
$2K ﹤0.01%
1,839
+1,664
+951% +$1.81K
WAFDW
10046
DELISTED
Washington Federal, Inc.
WAFDW
$2K ﹤0.01%
+300
New +$2.15K
TDN
10047
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
$2K ﹤0.01%
83
-1,389
-94% -$36.6K
HPJ
10048
DELISTED
Highpower International Inc
HPJ
$2K ﹤0.01%
836
-3,978
-83% -$9.57K
UGLD
10049
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$2K ﹤0.01%
15
-113
-88% -$17.5K
CGG
10050
CALL
DELISTED
CGG
CGG
$2K ﹤0.01%
+3
New +$1.97K
400 401
402
403 404

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.