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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHG icon
10026
InterContinental Hotels
IHG
$23.9B
$1K ﹤0.01%
+35
New +$1.48K
LCTX icon
10027
PUT
Lineage Cell Therapeutics
LCTX
$267M
$1K ﹤0.01%
+372
New +$1.18K
TULP
10028
Bloomia Holdings
TULP
$16.4M
$1K ﹤0.01%
56
-39
-41% -$679
LODE icon
10029
Comstock
LODE
$215M
$1K ﹤0.01%
2
– –
LSCC icon
10030
CALL
Lattice Semiconductor
LSCC
$16.4B
$1K ﹤0.01%
200
-200
-50% -$991
MITK icon
10031
PUT
Mitek Systems
MITK
$758M
$1K ﹤0.01%
100
-11,500
-99% -$62.8K
MNDO icon
10032
Mind CTI
MNDO
$21M
$1K ﹤0.01%
538
+178
+49% +$311
MRIN
10033
CALL
DELISTED
Marin Software
MRIN
$1K ﹤0.01%
2
-188
-99% -$99K
MVIS icon
10034
CALL
Microvision
MVIS
$86.6M
$1K ﹤0.01%
+400
New +$867
NTZ
10035
Natuzzi
NTZ
$15.3M
$1K ﹤0.01%
+151
New +$1.57K
ON icon
10036
CALL
ON Semiconductor
ON
$32.8B
$1K ﹤0.01%
100
-46,200
-100% -$354K
PPIH
10037
Perma-Pipe International
PPIH
$206M
$1K ﹤0.01%
+107
New +$1.17K
PW
10038
Power REIT
PW
$3.23M
$1K ﹤0.01%
+11
New +$927
RAND icon
10039
Rand Capital
RAND
$29.9M
$1K ﹤0.01%
44
-125
-74% -$3.33K
RDHL
10040
Redhill Biopharma
RDHL
$4.44M
– –
0
– –
RFIL icon
10041
RF Industries
RFIL
$122M
$1K ﹤0.01%
+122
New +$772
SEED icon
10042
Origin Agritech
SEED
$11.9M
$1K ﹤0.01%
90
-35
-28% -$509
SHO icon
10043
PUT
Sunstone Hotel Investors
SHO
$2.19B
$1K ﹤0.01%
100
– –
SSY
10044
DELISTED
SunLink Health Systems
SSY
$1K ﹤0.01%
999
-631
-39% -$498
STKL
10045
CALL
DELISTED
SunOpta
STKL
$1K ﹤0.01%
+100
New +$885
TAL icon
10046
CALL
TAL Education Group
TAL
$5.79B
$1K ﹤0.01%
+600
New +$1.22K
TIPT icon
10047
Tiptree Inc
TIPT
$678M
$1K ﹤0.01%
+100
New +$769
TRT
10048
Trio-Tech International
TRT
$99.6M
$1K ﹤0.01%
+558
New +$955
UCTT
10049
CALL
Ultra Clean Holdings
UCTT
$3.47B
$1K ﹤0.01%
+100
New +$667
WHLR
10050
Wheeler Real Estate Investment Trust
WHLR
$1.21M
– –
0
– –
400 401
402
403 404

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.