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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEF
10001
DELISTED
Korea Equity Fund
KEF
$2K ﹤0.01%
265
– –
SALE
10002
DELISTED
RetailMeNot, Inc. Series 1
SALE
$2K ﹤0.01%
60
-2,791
-98% -$103K
SBY
10003
CALL
DELISTED
Silver Bay Realty Trust Corp.
SBY
$2K ﹤0.01%
100
-800
-89% -$12.8K
SBY
10004
PUT
DELISTED
Silver Bay Realty Trust Corp.
SBY
$2K ﹤0.01%
100
– –
CWEI
10005
DELISTED
Clayton Williams Energy, Inc.
CWEI
$2K ﹤0.01%
+20
New +$1.7K
MEET
10006
PUT
DELISTED
The Meet Group, Inc. Common Stock
MEET
$2K ﹤0.01%
+500
New +$1.34K
ROSG
10007
PUT
DELISTED
Rosetta Genomics Ltd.
ROSG
$2K ﹤0.01%
33
+16
+94% +$826
TEUM
10008
DELISTED
Pareteum Corporation
TEUM
$2K ﹤0.01%
85
-2
-2% -$68
QLTI
10009
CALL
DELISTED
QLT Inc
QLTI
$2K ﹤0.01%
+300
New +$1.86K
MGT
10010
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
$2K ﹤0.01%
+1,358
New +$3.05K
REXI
10011
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$2K ﹤0.01%
+273
New +$2.49K
TUMI
10012
CALL
DELISTED
TUMI HLDGS INC COM
TUMI
$2K ﹤0.01%
100
-400
-80% -$8.6K
RSE
10013
CALL
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$2K ﹤0.01%
+100
New +$1.82K
XNPT
10014
DELISTED
XENOPORT, INC.
XNPT
$2K ﹤0.01%
302
-349
-54% -$2.1K
RLJE
10015
DELISTED
RLJ Entertainment, Inc.
RLJE
$2K ﹤0.01%
134
-363
-73% -$5.04K
FWM
10016
PUT
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$2K ﹤0.01%
+300
New +$3.09K
NRX
10017
DELISTED
NEPHROGENEX INC COM
NRX
$2K ﹤0.01%
+236
New +$2.4K
RUSL
10018
PUT
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$2K ﹤0.01%
+8
New +$1.93K
CSUN
10019
PUT
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$2K ﹤0.01%
500
-400
-44% -$2.29K
ZINC
10020
CALL
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$2K ﹤0.01%
+100
New +$1.66K
ZINC
10021
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$2K ﹤0.01%
+100
New +$1.66K
VRTA
10022
DELISTED
VESTIN REALTY MORTGAGE I INC COM STK NEW
VRTA
$2K ﹤0.01%
375
– –
HKTV
10023
CALL
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$2K ﹤0.01%
+300
New +$2.17K
VRNG
10024
PUT
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$2K ﹤0.01%
50
-580
-92% -$21.9K
CHOP
10025
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$2K ﹤0.01%
160
+159
+15,900% +$1.81K
399 400
401
402 403

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.