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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BV
10001
PUT
DELISTED
Bazaarvoice, Inc.
BV
$2K ﹤0.01%
+200
New +$1.75K
OME
10002
DELISTED
Omega Protein
OME
$2K ﹤0.01%
164
-4,907
-97% -$57.6K
FSBK
10003
DELISTED
First South Bancorp Inc/VA
FSBK
$2K ﹤0.01%
315
-1,467
-82% -$10.2K
CACQ
10004
CALL
DELISTED
Caesars Acquisition Company
CACQ
$2K ﹤0.01%
+200
New +$2.32K
WMAR
10005
DELISTED
West Marine Inc
WMAR
$2K ﹤0.01%
140
-554
-80% -$7.08K
KEF
10006
DELISTED
Korea Equity Fund
KEF
$2K ﹤0.01%
265
-1,634
-86% -$14.8K
JNS
10007
PUT
DELISTED
Janus Capital Group Inc
JNS
$2K ﹤0.01%
200
-1,000
-83% -$10.3K
SBY
10008
PUT
DELISTED
Silver Bay Realty Trust Corp.
SBY
$2K ﹤0.01%
100
– –
ZLTQ
10009
PUT
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$2K ﹤0.01%
+100
New +$1.43K
MEET
10010
DELISTED
The Meet Group, Inc. Common Stock
MEET
$2K ﹤0.01%
826
-11,799
-93% -$22K
MBRG
10011
DELISTED
Middleburg Financial Corp
MBRG
$2K ﹤0.01%
102
-788
-89% -$15.2K
NILE
10012
DELISTED
Blue Nile, Inc.
NILE
$2K ﹤0.01%
36
-22
-38% -$952
CETC
10013
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$2K ﹤0.01%
208
-413
-67% -$4.93K
PTX
10014
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$2K ﹤0.01%
75
-813
-92% -$19.4K
BVA
10015
DELISTED
CORDIA BANCORP INC COM
BVA
$2K ﹤0.01%
568
+376
+196% +$1.61K
TE
10016
CALL
DELISTED
TECO ENERGY INC
TE
$2K ﹤0.01%
100
-200
-67% -$3.42K
FWM
10017
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$2K ﹤0.01%
100
-400
-80% -$8.38K
TPI
10018
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$2K ﹤0.01%
3,088
-6,678
-68% -$6.13K
NKY
10019
PUT
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$2K ﹤0.01%
+100
New +$1.77K
IO
10020
CALL
DELISTED
ION Geophysical Corporation
IO
$2K ﹤0.01%
33
+26
+371% +$1.58K
LBMH
10021
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$2K ﹤0.01%
+500
New +$1.85K
ROYL
10022
CALL
DELISTED
ROYALE ENERGY INC
ROYL
$2K ﹤0.01%
+600
New +$1.58K
DXM
10023
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$2K ﹤0.01%
300
-200
-40% -$1.26K
ATV
10024
DELISTED
Acorn International
ATV
$2K ﹤0.01%
169
+97
+135% +$1.18K
BALT
10025
CALL
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$2K ﹤0.01%
300
-500
-63% -$2.58K
399 400
401
402 403

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.