We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEM
9976
PUT
DELISTED
Molecular Templates, Inc.
MTEM
$2K ﹤0.01%
3
-6
-67% -$4.87K
AJRD
9977
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$2K ﹤0.01%
100
-600
-86% -$11K
AMBC.WS
9978
DELISTED
Ambac Financial Group
AMBC.WS
$2K ﹤0.01%
102
+20
+24% +$347
STAB
9979
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$2K ﹤0.01%
140
-415
-75% -$6.76K
ESBK
9980
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$2K ﹤0.01%
+96
New +$2.2K
JRJC
9981
CALL
DELISTED
China Finance Online Co., Ltd.
JRJC
$2K ﹤0.01%
+40
New +$2.6K
JMP
9982
DELISTED
JMP Group LLC
JMP
$2K ﹤0.01%
300
+88
+42% +$646
LDL
9983
PUT
DELISTED
Lydall, Inc.
LDL
$2K ﹤0.01%
+100
New +$1.95K
OXFD
9984
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$2K ﹤0.01%
100
+16
+19% +$346
MCEP
9985
CALL
DELISTED
Mid-Con Energy Partners, LP
MCEP
$2K ﹤0.01%
5
-20
-80% -$9.16K
RST
9986
CALL
DELISTED
ROSETTA STONE INC
RST
$2K ﹤0.01%
+200
New +$2.3K
ZN
9987
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
984
-1,063
-52% -$1.88K
ECT
9988
PUT
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$2K ﹤0.01%
200
-3,900
-95% -$34.3K
OMN
9989
PUT
DELISTED
OMNOVA Solutions Inc.
OMN
$2K ﹤0.01%
+200
New +$1.91K
AVEO
9990
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$2K ﹤0.01%
100
-2,067
-95% -$37.1K
CBM
9991
PUT
DELISTED
Cambrex Corporation
CBM
$2K ﹤0.01%
+100
New +$1.93K
ROX
9992
DELISTED
Castle Brands, Inc.
ROX
$2K ﹤0.01%
2,000
-34,442
-95% -$32K
EGI
9993
DELISTED
Entre Resources Ltd. Common Shares
EGI
$2K ﹤0.01%
4,885
-34,415
-88% -$12.7K
CRAY
9994
DELISTED
Cray, Inc.
CRAY
$2K ﹤0.01%
50
-94,558
-100% -$3.19M
IPCI
9995
PUT
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$2K ﹤0.01%
+50
New +$2K
VII
9996
DELISTED
Vicon Industries, Inc.
VII
$2K ﹤0.01%
+479
New +$1.7K
BSF
9997
DELISTED
Bear State Financial, Inc.
BSF
$2K ﹤0.01%
233
-796
-77% -$6.06K
CGI
9998
CALL
DELISTED
Celadon Group Inc
CGI
$2K ﹤0.01%
+100
New +$2.18K
OME
9999
DELISTED
Omega Protein
OME
$2K ﹤0.01%
164
– –
LMOS
10000
DELISTED
Lumos Networks Corp
LMOS
$2K ﹤0.01%
150
-943
-86% -$16.1K
398 399
400
401 402

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.