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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
76
Starbucks
SBUX
$118B
$234M 0.24%
6,076,476
+1,348,244
+29% +$48.5M
AFL icon
77
Aflac
AFL
$63.3B
$233M 0.24%
7,510,648
+477,310
+7% +$14.4M
MWE
78
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$233M 0.24%
3,219,510
+206,000
+7% +$14.1M
CLX icon
79
Clorox
CLX
$11.3B
$231M 0.24%
2,830,681
+175,516
+7% +$14.8M
NEE icon
80
NextEra Energy
NEE
$187B
$231M 0.24%
11,542,780
+759,308
+7% +$15.7M
CMCSA icon
81
Comcast
CMCSA
$78.3B
$228M 0.23%
10,124,216
+1,018,708
+11% +$22.2M
SWK icon
82
Stanley Black & Decker
SWK
$13.6B
$228M 0.23%
2,516,736
+1,549,629
+160% +$133M
XLP icon
83
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$226M 0.23%
5,687,382
+629,348
+12% +$25.6M
BMY icon
84
Bristol-Myers Squibb
BMY
$126B
$223M 0.23%
4,828,880
+515,083
+12% +$22.6M
ET icon
85
Energy Transfer Partners
ET
$70.3B
$222M 0.23%
13,477,036
+4,340,308
+48% +$69.1M
CELG
86
DELISTED
Celgene Corp
CELG
$220M 0.22%
2,850,346
+207,728
+8% +$14.6M
TEVA icon
87
Teva Pharmaceuticals
TEVA
$36.3B
$218M 0.22%
5,767,957
+563,591
+11% +$22M
LQD icon
88
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$217M 0.22%
1,910,004
-355,907
-16% -$40.3M
MJN
89
CALL
DELISTED
Mead Johnson Nutrition Company
MJN
$215M 0.22%
2,901,000
+2,725,000
+1,548% +$204M
XRT icon
90
State Street SPDR S&P Retail ETF
XRT
$363M
$215M 0.22%
5,252,506
+1,227,350
+30% +$49.4M
VOD icon
91
Vodafone
VOD
$35.1B
$213M 0.22%
5,928,791
-525,720
-8% -$16.6M
DEO icon
92
Diageo
DEO
$45.7B
$208M 0.21%
1,639,359
+136,021
+9% +$17M
GILD icon
93
Gilead Sciences
GILD
$162B
$207M 0.21%
3,300,161
+492,109
+18% +$29.4M
BRK.B icon
94
Berkshire Hathaway Class B
BRK.B
$1.06T
$206M 0.21%
1,818,529
+302,435
+20% +$34.9M
FXI icon
95
PUT
iShares China Large-Cap ETF
FXI
$4.29B
$206M 0.21%
5,558,900
+868,000
+19% +$30.8M
WMT icon
96
Walmart Inc
WMT
$863B
$205M 0.21%
8,324,349
+1,199,475
+17% +$30.2M
IWR icon
97
iShares Russell Mid-Cap ETF
IWR
$56.5B
$204M 0.21%
5,859,340
+833,704
+17% +$28.5M
AGU
98
DELISTED
Agrium
AGU
$202M 0.21%
2,404,310
+808,641
+51% +$70.8M
USB icon
99
US Bancorp
USB
$98.7B
$201M 0.21%
5,489,910
+1,248,089
+29% +$46.2M
MO icon
100
Altria Group
MO
$120B
$200M 0.21%
5,834,880
+553,490
+10% +$19.5M
2 3
4
5 6

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.