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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUGT icon
9951
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
$2K ﹤0.01%
1
-1,144
-100% -$1.74M
NWS icon
9952
CALL
News Corp Class B
NWS
$16.4B
$2K ﹤0.01%
+100
New +$1.75K
OESX icon
9953
CALL
Orion Energy Systems
OESX
$41.1M
$2K ﹤0.01%
+30
New +$1.59K
OFIX icon
9954
CALL
Orthofix Medical
OFIX
$455M
$2K ﹤0.01%
+100
New +$2.09K
ONTO icon
9955
CALL
Onto Innovation
ONTO
$13.6B
$2K ﹤0.01%
+100
New +$1.75K
OPHC icon
9956
OptimumBank Holdings
OPHC
$77.3M
$2K ﹤0.01%
118
+94
+392% +$1.33K
PBHC icon
9957
Pathfinder Bancorp
PBHC
$99.5M
$2K ﹤0.01%
257
– –
PBPB
9958
PUT
DELISTED
Potbelly
PBPB
$2K ﹤0.01%
+100
New +$2.74K
PDS
9959
CALL
Precision Drilling
PDS
$1.09B
$2K ﹤0.01%
10
-170
-94% -$33.4K
PDS
9960
PUT
Precision Drilling
PDS
$1.09B
$2K ﹤0.01%
+10
New +$1.96K
PRDO icon
9961
PUT
Perdoceo Education
PRDO
$1.9B
$2K ﹤0.01%
+400
New +$1.77K
RES icon
9962
PUT
RPC Inc
RES
$1.24B
$2K ﹤0.01%
+100
New +$1.75K
RINF icon
9963
ProShares Inflation Expectations ETF
RINF
$18.5M
$2K ﹤0.01%
+60
New +$2.2K
SDD icon
9964
ProShares UltraShort SmallCap600
SDD
$1.3M
$2K ﹤0.01%
+4
New +$1.7K
SNT
9965
Senstar Technologies
SNT
$41.1M
$2K ﹤0.01%
423
-1,563
-79% -$5.42K
STXS icon
9966
PUT
Stereotaxis
STXS
$129M
$2K ﹤0.01%
+625
New +$1.75K
SZK icon
9967
ProShares UltraShort Consumer Staples
SZK
$9.27M
$2K ﹤0.01%
+7
New +$2.1K
TAGS icon
9968
Teucrium Agricultural Fund
TAGS
$19.6M
$2K ﹤0.01%
+72
New +$2.64K
TRNO icon
9969
CALL
Terreno Realty
TRNO
$7.68B
$2K ﹤0.01%
100
– –
TXMD icon
9970
TherapeuticsMD
TXMD
$23.8M
$2K ﹤0.01%
+7
New +$1.53K
UONEK icon
9971
Urban One Class D
UONEK
$22.9M
$2K ﹤0.01%
50
-175
-78% -$5.62K
VXRT
9972
DELISTED
Vaxart
VXRT
$2K ﹤0.01%
39
-523
-93% -$23K
ITI
9973
DELISTED
Iteris, Inc.
ITI
$2K ﹤0.01%
800
-3,052
-79% -$6.24K
PRFT
9974
CALL
DELISTED
Perficient Inc
PRFT
$2K ﹤0.01%
+100
New +$2.05K
MCBC
9975
DELISTED
Macatawa Bank Corp
MCBC
$2K ﹤0.01%
449
+313
+230% +$1.59K
397 398
399
400 401

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.