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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHX
9951
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$2K ﹤0.01%
411
-14,140
-97% -$64.1K
GTIV
9952
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$2K ﹤0.01%
167
-5,983
-97% -$67.6K
CNVR
9953
PUT
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$2K ﹤0.01%
100
-200
-67% -$4.54K
FRF
9954
DELISTED
FORTEGRA FINL CORP COM STK (DE)
FRF
$2K ﹤0.01%
260
– –
MXT
9955
DELISTED
MAXCOM TELECOMUNICACIONES S A DE C V SPONSORED ADR REP (MX)
MXT
$2K ﹤0.01%
832
+732
+732% +$1.99K
GSMA
9956
DELISTED
ALPS/GS Momentum Builder Multi-Asset Index ETF
GSMA
$2K ﹤0.01%
100
-1,400
-93% -$35K
HIH
9957
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$2K ﹤0.01%
250
-3,609
-94% -$28.9K
HAST
9958
DELISTED
HASTINGS ENTERTAINMENT INC
HAST
$2K ﹤0.01%
+606
New +$2K
FURX
9959
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$2K ﹤0.01%
42
– –
NTS
9960
DELISTED
NTS INC COM STK (NV)
NTS
$2K ﹤0.01%
+1,546
New +$2.53K
ZLC
9961
CALL
DELISTED
ZALE CORPORATION
ZLC
$2K ﹤0.01%
100
-21,600
-100% -$236K
LCAV
9962
DELISTED
LCA-VISION INC
LCAV
$2K ﹤0.01%
601
+214
+55% +$759
HXM
9963
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$2K ﹤0.01%
1,017
-95,905
-99% -$231K
LON
9964
DELISTED
LONCOR RESOURCES INC ORD SHS (CANADA)
LON
$2K ﹤0.01%
9,400
+7,394
+369% +$1.29K
TBOW
9965
DELISTED
TRUNKBOW INTL HLDGS LTD COM
TBOW
$2K ﹤0.01%
+1,832
New +$1.6K
AXEN
9966
DELISTED
ISHARES TR MSCI ACWI EX US ENERGY ETF
AXEN
$2K ﹤0.01%
+30
New +$1.55K
TBAC
9967
DELISTED
TANDY BRANDS ACCESSORIES INC
TBAC
$2K ﹤0.01%
3,116
-880
-22% -$549
GCOM
9968
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
$2K ﹤0.01%
150
-951
-86% -$13.4K
FSE
9969
DELISTED
FACTORSHARES2X S&P 500 BULL/TBOND BEAR
FSE
$2K ﹤0.01%
142
-1,773
-93% -$23.8K
BHY
9970
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
$2K ﹤0.01%
289
-1,522
-84% -$10.5K
GWAY
9971
CALL
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
$2K ﹤0.01%
+100
New +$1.36K
DSTJ
9972
DELISTED
JPMORGAN CHASE & CO JPMORGAN DOUBLE SHORT US LONG ETN (DE)
DSTJ
$2K ﹤0.01%
+58
New +$2.19K
HDY
9973
CALL
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$2K ﹤0.01%
400
-2,413
-86% -$10.7K
CELGZ
9974
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$2K ﹤0.01%
287
-93
-24% -$717
CRESW
9975
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$2K ﹤0.01%
29,282
+2,020
+7% +$138
397 398
399
400 401

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.