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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWDI
9926
Forward Industries Inc
FWDI
$287M
$2K ﹤0.01%
103
-141
-58% -$2.33K
FSI icon
9927
Flexible Solutions
FSI
$63.9M
$2K ﹤0.01%
+1,815
New +$1.74K
FSM icon
9928
Fortuna Silver Mines
FSM
$2.59B
$2K ﹤0.01%
924
-22,278
-96% -$75.2K
GBR icon
9929
New Concept Energy
GBR
$3.68M
$2K ﹤0.01%
1,215
-142
-10% -$247
GILT icon
9930
Gilat Satellite Networks
GILT
$810M
$2K ﹤0.01%
436
+402
+1,182% +$1.9K
GRX
9931
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2K ﹤0.01%
159
– –
IAU icon
9932
PUT
iShares Gold Trust
IAU
$63B
$2K ﹤0.01%
100
-1,400
-93% -$34.6K
IBCP icon
9933
CALL
Independent Bank Corp
IBCP
$776M
$2K ﹤0.01%
200
– –
IBKR icon
9934
PUT
Interactive Brokers
IBKR
$40.9B
$2K ﹤0.01%
400
-4,400
-92% -$24.6K
IBIO icon
9935
iBio
IBIO
$71M
$2K ﹤0.01%
1
– –
IHT
9936
InnSuites Hospitality Trust
IHT
$15.7M
$2K ﹤0.01%
1,058
-300
-22% -$516
III icon
9937
Information Services Group
III
$185M
$2K ﹤0.01%
+476
New +$1.95K
IPDN icon
9938
Professional Diversity Network
IPDN
$4.49M
$2K ﹤0.01%
3
-2
-40% -$1.59K
JOB icon
9939
GEE Group
JOB
$23.4M
$2K ﹤0.01%
1,035
+818
+377% +$1.77K
JOE icon
9940
PUT
St. Joe Company
JOE
$3.57B
$2K ﹤0.01%
100
-5,100
-98% -$94.7K
LINC icon
9941
PUT
Lincoln Educational Services
LINC
$1.29B
$2K ﹤0.01%
500
– –
LOAN
9942
Manhattan Bridge Capital
LOAN
$45.4M
$2K ﹤0.01%
997
-830
-45% -$1.56K
LODE icon
9943
CALL
Comstock
LODE
$228M
$2K ﹤0.01%
4
– –
LSBK icon
9944
Lake Shore Bancorp
LSBK
$135M
$2K ﹤0.01%
123
-736
-86% -$8.78K
LTBR icon
9945
Lightbridge
LTBR
$246M
$2K ﹤0.01%
25
– –
LTRX icon
9946
Lantronix
LTRX
$236M
$2K ﹤0.01%
+1,116
New +$1.7K
LYV icon
9947
PUT
Live Nation Entertainment
LYV
$41.2B
$2K ﹤0.01%
100
-3,600
-97% -$67.4K
MBWM icon
9948
Mercantile Bank Corp
MBWM
$1.01B
$2K ﹤0.01%
114
-469
-80% -$10.1K
MGIC
9949
CALL
DELISTED
Magic Software Enterprises
MGIC
$2K ﹤0.01%
+300
New +$1.98K
MHH icon
9950
Mastech Digital
MHH
$93.1M
$2K ﹤0.01%
+326
New +$2.18K
396 397
398
399 400

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.