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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTLP
9901
DELISTED
Cantaloupe
CTLP
$2K ﹤0.01%
1,000
-278,000
-100% -$583K
CTS icon
9902
CALL
CTS Corp
CTS
$1.72B
$2K ﹤0.01%
+100
New +$1.99K
CWT icon
9903
PUT
California Water Service
CWT
$3.04B
$2K ﹤0.01%
+100
New +$2.3K
DENN
9904
CALL
DELISTED
Denny's
DENN
$2K ﹤0.01%
+300
New +$2.02K
DQ
9905
Daqo New Energy
DQ
$790M
$2K ﹤0.01%
240
– –
FOCL
9906
EDAP TMS S.A.
FOCL
$226M
$2K ﹤0.01%
793
+262
+49% +$832
EGY icon
9907
CALL
Vaalco Energy
EGY
$594M
$2K ﹤0.01%
+200
New +$1.34K
EWZS icon
9908
iShares MSCI Brazil Small-Cap ETF
EWZS
$227M
$2K ﹤0.01%
119
-11,316
-99% -$206K
EYPT icon
9909
PUT
EyePoint Inc
EYPT
$1.02B
$2K ﹤0.01%
+40
New +$1.76K
FTGC icon
9910
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$2K ﹤0.01%
+52
New +$1.69K
GASS icon
9911
CALL
StealthGas
GASS
$328M
$2K ﹤0.01%
200
-3,100
-94% -$32.4K
GDOT icon
9912
CALL
Green Dot
GDOT
$753M
$2K ﹤0.01%
100
-900
-90% -$19.9K
GRX
9913
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2K ﹤0.01%
159
– –
GSBC icon
9914
Great Southern Bancorp
GSBC
$863M
$2K ﹤0.01%
59
-1,306
-96% -$37.8K
IDT icon
9915
CALL
IDT Corp
IDT
$1.6B
$2K ﹤0.01%
142
-424
-75% -$5.15K
IGC icon
9916
IGC Pharma
IGC
$27.6M
$2K ﹤0.01%
2,900
+1,889
+187% +$1.64K
IMKTA icon
9917
CALL
Ingles Markets
IMKTA
$1.63B
$2K ﹤0.01%
100
– –
INO icon
9918
CALL
Inovio Pharmaceuticals
INO
$79.8M
$2K ﹤0.01%
+10
New +$1.44K
INUV icon
9919
Inuvo
INUV
$16M
$2K ﹤0.01%
260
-318
-55% -$3.79K
IPDN icon
9920
Professional Diversity Network
IPDN
$4.49M
$2K ﹤0.01%
4
+1
+33% +$522
ITP icon
9921
PUT
IT Tech Packaging
ITP
$2.92M
$2K ﹤0.01%
+100
New +$2.53K
JOE icon
9922
PUT
St. Joe Company
JOE
$3.57B
$2K ﹤0.01%
100
– –
KFFB icon
9923
Kentucky First Federal Bancorp
KFFB
$42.2M
$2K ﹤0.01%
+185
New +$1.57K
KIM icon
9924
PUT
Kimco Realty
KIM
$17.6B
$2K ﹤0.01%
+100
New +$2.13K
KOSS icon
9925
Koss Corp
KOSS
$35.5M
$2K ﹤0.01%
+450
New +$2.36K
395 396
397
398 399

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.