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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBL
9901
DELISTED
SPDR S&P Russia ETF
RBL
$3K ﹤0.01%
100
-1,261
-93% -$35K
GMAN
9902
DELISTED
Gordmans Stores, Inc.
GMAN
$3K ﹤0.01%
447
-479
-52% -$4.5K
BDG
9903
DELISTED
DB BASE METALS LONG ETN DUE 06/01/2038
BDG
$3K ﹤0.01%
182
+100
+122% +$1.53K
LLEX
9904
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$3K ﹤0.01%
+1,333
New +$3.1K
IFO
9905
DELISTED
INFOSONICS CORPORATION
IFO
$3K ﹤0.01%
1,825
-1,593
-47% -$2.62K
AIM
9906
AIM ImmunoTech
AIM
$6.9M
– –
0
– –
AEHL icon
9907
Antelope Enterprise Holdings
AEHL
$9.75M
– –
0
– –
ALT icon
9908
CALL
Altimmune
ALT
$539M
$2K ﹤0.01%
3
– –
ALTO icon
9909
CALL
Alto Ingredients
ALTO
$360M
$2K ﹤0.01%
+300
New +$1.11K
ASA
9910
CALL
ASA Gold and Precious Metals
ASA
$948M
$2K ﹤0.01%
200
-200
-50% -$2.58K
ATEC icon
9911
Alphatec Holdings
ATEC
$1.27B
$2K ﹤0.01%
94
+80
+571% +$1.85K
ATRC icon
9912
AtriCure
ATRC
$1.77B
$2K ﹤0.01%
98
-476
-83% -$6.92K
FABC
9913
Fabric.AI Inc
FABC
$16.8M
– –
0
– –
CCU icon
9914
Compañía de Cervecerías Unidas
CCU
$2.12B
$2K ﹤0.01%
82
-2,098
-96% -$53.2K
CEVA icon
9915
CALL
CEVA Inc
CEVA
$1.01B
$2K ﹤0.01%
+100
New +$1.51K
CPRX
9916
CALL
DELISTED
Catalyst Pharmaceutical
CPRX
$2K ﹤0.01%
+1,000
New +$2.02K
CUBE icon
9917
CALL
CubeSmart
CUBE
$9.53B
$2K ﹤0.01%
+100
New +$1.72K
CYD icon
9918
CALL
China Yuchai International
CYD
$1.69B
$2K ﹤0.01%
+100
New +$2.31K
DGP icon
9919
DB Gold Double Long ETN due February 15, 2038
DGP
$219M
$2K ﹤0.01%
79
-534
-87% -$15.1K
DQ
9920
Daqo New Energy
DQ
$790M
$2K ﹤0.01%
240
-3,900
-94% -$27.3K
EBF icon
9921
PUT
Ennis
EBF
$546M
$2K ﹤0.01%
100
– –
FOCL
9922
CALL
EDAP TMS S.A.
FOCL
$226M
$2K ﹤0.01%
600
+400
+200% +$1.11K
FOCL
9923
EDAP TMS S.A.
FOCL
$226M
$2K ﹤0.01%
531
-4,027
-88% -$11.2K
ESPR
9924
DELISTED
Esperion Therapeutics
ESPR
$2K ﹤0.01%
113
-117
-51% -$1.7K
EWM icon
9925
CALL
iShares MSCI Malaysia ETF
EWM
$305M
$2K ﹤0.01%
25
-125
-83% -$7.89K
395 396
397
398 399

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.