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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVEO
9901
CALL
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$2K ﹤0.01%
80
-200
-71% -$4.58K
DYSL
9902
DELISTED
Dynasil Corporation of America
DYSL
$2K ﹤0.01%
+2,209
New +$1.63K
BDD
9903
DELISTED
DB Base Metals Double Long Exchange Traded Notes due June 1, 2038
BDD
$2K ﹤0.01%
+272
New +$2.21K
ACET
9904
PUT
DELISTED
Aceto Corp
ACET
$2K ﹤0.01%
+100
New +$1.53K
DDE
9905
DELISTED
Dover Downs Gaming & Entertain
DDE
$2K ﹤0.01%
+1,806
New +$2.58K
DWCH
9906
DELISTED
Datawatch Corp
DWCH
$2K ﹤0.01%
+59
New +$1.38K
MITL
9907
DELISTED
Mitel Networks Corporation
MITL
$2K ﹤0.01%
+310
New +$1.47K
CDTI
9908
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$2K ﹤0.01%
+52
New +$1.88K
YGE
9909
PUT
DELISTED
Yingli Green Energy Holding Comp
YGE
$2K ﹤0.01%
30
-980
-97% -$44K
LAYN
9910
PUT
DELISTED
Layne Christensen Co
LAYN
$2K ﹤0.01%
100
– –
GRN
9911
DELISTED
iPath Global Carbon ETN
GRN
$2K ﹤0.01%
281
-559
-67% -$3.38K
LEDD
9912
DELISTED
iPath Pure Beta Lead ETN
LEDD
$2K ﹤0.01%
61
-100
-62% -$3.85K
CALD
9913
DELISTED
Callidus Software, Inc.
CALD
$2K ﹤0.01%
203
-5,501
-96% -$41.6K
WFBI
9914
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$2K ﹤0.01%
200
-1,134
-85% -$12.4K
GLBR
9915
CALL
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$2K ﹤0.01%
+10
New +$1.8K
RIC
9916
CALL
DELISTED
Richmont Mines Inc.
RIC
$2K ﹤0.01%
1,600
– –
BONT
9917
PUT
DELISTED
Bon-Ton Stores Inc/The
BONT
$2K ﹤0.01%
+200
New +$3.08K
MACK
9918
PUT
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$2K ﹤0.01%
+64
New +$2.24K
KCG
9919
CALL
DELISTED
KCG Holdings, Inc.
KCG
$2K ﹤0.01%
+200
New +$1.81K
WCST
9920
DELISTED
Wecast Network, Inc. Common Stock
WCST
$2K ﹤0.01%
918
+571
+165% +$938
EVER
9921
CALL
DELISTED
Everbank Financial Corp
EVER
$2K ﹤0.01%
+100
New +$1.54K
EVER
9922
PUT
DELISTED
Everbank Financial Corp
EVER
$2K ﹤0.01%
+100
New +$1.54K
SBY
9923
PUT
DELISTED
Silver Bay Realty Trust Corp.
SBY
$2K ﹤0.01%
100
-2,200
-96% -$35.4K
UAM
9924
PUT
DELISTED
Universal American Corp
UAM
$2K ﹤0.01%
+200
New +$1.75K
TEAR
9925
PUT
DELISTED
TearLab Corporation
TEAR
$2K ﹤0.01%
20
-10
-33% -$1.25K
395 396
397
398 399

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.