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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNC icon
9876
PUT
Wabash National
WNC
$541M
$2K ﹤0.01%
200
-300
-60% -$3.23K
XTLB
9877
XTL Biopharmaceuticals
XTLB
$7.27M
$2K ﹤0.01%
+20
New +$2.47K
PRSU
9878
CALL
Pursuit Attractions and Hospitality Inc
PRSU
$1.48B
$2K ﹤0.01%
+117
New +$2.5K
CNSL
9879
CALL
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$2K ﹤0.01%
+100
New +$1.74K
AAMC
9880
DELISTED
Altisource Asset Management Corp
AAMC
$2K ﹤0.01%
+5
New +$1.22K
ENG
9881
DELISTED
ENGlobal Corp
ENG
$2K ﹤0.01%
251
-1,853
-88% -$16.2K
NURO
9882
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
– –
-1
Closed -$4.42K
YTEN
9883
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
CPE
9884
PUT
DELISTED
Callon Petroleum Company
CPE
$2K ﹤0.01%
+40
New +$1.74K
NIQ
9885
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$2K ﹤0.01%
+200
New +$2.31K
REED
9886
CALL
DELISTED
Reeds, Inc. Common Stock
REED
$2K ﹤0.01%
6
– –
ATHX
9887
DELISTED
Athersys, Inc. Common Stock
ATHX
$2K ﹤0.01%
52
– –
VWTR
9888
CALL
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$2K ﹤0.01%
+100
New +$2.2K
KRA
9889
CALL
DELISTED
Kraton Corporation
KRA
$2K ﹤0.01%
+100
New +$2K
ESXB
9890
DELISTED
Community Bankers Trust Corporation
ESXB
$2K ﹤0.01%
608
-2,146
-78% -$7.92K
SLCT
9891
DELISTED
Select Bancorp, Inc.
SLCT
$2K ﹤0.01%
383
-517
-57% -$3.46K
TLGT
9892
DELISTED
Teligent, Inc
TLGT
$2K ﹤0.01%
105
-186
-64% -$3.14K
CORE
9893
DELISTED
Core Mark Holding Co., Inc.
CORE
$2K ﹤0.01%
92
-2,616
-97% -$42.4K
EGOV
9894
CALL
DELISTED
NIC Inc
EGOV
$2K ﹤0.01%
+100
New +$2.08K
CZZ
9895
CALL
DELISTED
Cosan Limited
CZZ
$2K ﹤0.01%
100
– –
AMAG
9896
DELISTED
AMAG Pharmaceuticals
AMAG
$2K ﹤0.01%
107
-105
-50% -$2.48K
CETV
9897
PUT
DELISTED
Central European Media Enterprises Ltd
CETV
$2K ﹤0.01%
400
-100
-20% -$412
SCON
9898
DELISTED
Superconductor Technologies Inc.
SCON
$2K ﹤0.01%
1
– –
ZN
9899
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
984
-956
-49% -$1.98K
ROYT
9900
PUT
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$2K ﹤0.01%
100
– –
394 395
396
397 398

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.