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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOAH
9851
PUT
Noah Holdings
NOAH
$594M
$2K ﹤0.01%
100
-1,400
-93% -$19.6K
NSIT icon
9852
CALL
Insight Enterprises
NSIT
$3.77B
$2K ﹤0.01%
+100
New +$2.01K
NVRI icon
9853
CALL
Enviri
NVRI
$623M
$2K ﹤0.01%
100
– –
OFIX icon
9854
PUT
Orthofix Medical
OFIX
$496M
$2K ﹤0.01%
+100
New +$2.43K
OMEX icon
9855
CALL
Odyssey Marine Exploration
OMEX
$39.4M
$2K ﹤0.01%
67
-183
-73% -$6.93K
PAR icon
9856
PAR Technology
PAR
$707M
$2K ﹤0.01%
375
-1,185
-76% -$5.2K
PBHC icon
9857
Pathfinder Bancorp
PBHC
$100M
$2K ﹤0.01%
+257
New +$2.19K
PGEN icon
9858
CALL
Precigen
PGEN
$1.97B
$2K ﹤0.01%
+105
New +$2.42K
PSHG icon
9859
CALL
Performance Shipping
PSHG
$22.5M
– –
0
– –
PTN
9860
Palatin Technologies
PTN
$13.7M
$2K ﹤0.01%
2
– –
SNDA icon
9861
PUT
Sonida Senior Living
SNDA
$2.04B
$2K ﹤0.01%
+7
New +$2.37K
SRDX
9862
CALL
DELISTED
Surmodics
SRDX
$2K ﹤0.01%
100
-100
-50% -$2.14K
STWD icon
9863
CALL
Starwood Property Trust
STWD
$6.18B
$2K ﹤0.01%
+124
New +$2.49K
SUP
9864
PUT
DELISTED
Superior Industries International
SUP
$2K ﹤0.01%
100
– –
THRM icon
9865
Gentherm
THRM
$1.29B
$2K ﹤0.01%
110
-490
-82% -$9.14K
TITN icon
9866
PUT
Titan Machinery
TITN
$458M
$2K ﹤0.01%
100
– –
TNK icon
9867
CALL
Teekay Tankers
TNK
$2.66B
$2K ﹤0.01%
88
-1,150
-93% -$25.2K
TRNO icon
9868
CALL
Terreno Realty
TRNO
$7.72B
$2K ﹤0.01%
+100
New +$1.81K
TWM icon
9869
ProShares UltraShort Russell2000
TWM
$43.6M
$2K ﹤0.01%
1
-54
-98% -$67.5K
UONE icon
9870
Urban One Class A
UONE
$23.6M
$2K ﹤0.01%
62
+37
+148% +$871
URA icon
9871
CALL
Global X Uranium ETF
URA
$5.41B
$2K ﹤0.01%
50
– –
URG
9872
Ur-Energy
URG
$481M
$2K ﹤0.01%
2,100
-29,406
-93% -$33.6K
VEON icon
9873
CALL
VEON
VEON
$3.57B
$2K ﹤0.01%
8
-224
-97% -$59.7K
VOC icon
9874
CALL
VOC Energy
VOC
$58M
$2K ﹤0.01%
100
-1,400
-93% -$21K
VOC icon
9875
PUT
VOC Energy
VOC
$58M
$2K ﹤0.01%
100
– –
393 394
395
396 397

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.