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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZUMZ icon
9801
PUT
Zumiez
ZUMZ
$320M
$3K ﹤0.01%
100
– –
VOXX
9802
PUT
DELISTED
VOXX International Corporation Class A
VOXX
$3K ﹤0.01%
+200
New +$3.16K
BCOV
9803
CALL
DELISTED
Brightcove, Inc.
BCOV
$3K ﹤0.01%
200
-900
-82% -$12.6K
BCOV
9804
PUT
DELISTED
Brightcove, Inc.
BCOV
$3K ﹤0.01%
+200
New +$2.79K
PMD
9805
DELISTED
Psychemedics Corporation
PMD
$3K ﹤0.01%
203
-1,110
-85% -$15.3K
SEEL
9806
PUT
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
HA
9807
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
265
-897,173
-100% -$7.55M
EGIO
9808
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
$3K ﹤0.01%
35
-70
-67% -$5.44K
TAST
9809
DELISTED
Carrols Restaurant Group, Inc.
TAST
$3K ﹤0.01%
+398
New +$2.41K
GGE
9810
DELISTED
Green Giant Inc. Common Stock
GGE
$3K ﹤0.01%
289
-133
-32% -$1.62K
CPE
9811
PUT
DELISTED
Callon Petroleum Company
CPE
$3K ﹤0.01%
40
– –
NEPT
9812
CALL
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
1
– –
ACER
9813
DELISTED
Acer Therapeutics Inc
ACER
$3K ﹤0.01%
22
-19
-46% -$3.09K
CYRN
9814
DELISTED
CYREN Ltd.
CYRN
$3K ﹤0.01%
+43
New +$2.34K
ISBC
9815
CALL
DELISTED
Investors Bancorp, Inc.
ISBC
$3K ﹤0.01%
+255
New +$2.36K
DVD
9816
DELISTED
Dover Motorsports
DVD
$3K ﹤0.01%
+1,035
New +$2.51K
QADB
9817
DELISTED
QAD Inc. Class B
QADB
$3K ﹤0.01%
206
-451
-69% -$5.95K
SVBI
9818
DELISTED
Severn Bancorp Inc/MD
SVBI
$3K ﹤0.01%
+624
New +$2.99K
BOCH
9819
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$3K ﹤0.01%
532
-1,639
-75% -$9.27K
AMRB
9820
DELISTED
American River Bankshares
AMRB
$3K ﹤0.01%
296
-859
-74% -$7.75K
ZN
9821
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
2,047
+1,063
+108% +$1.66K
DGLD
9822
DELISTED
VelocitySharesTM 3x Inverse Gold ETN linked to the S&P GSCI Gold Index ER
DGLD
$3K ﹤0.01%
+31
New +$2.26K
SUMR
9823
DELISTED
Summer Infant, Inc.
SUMR
$3K ﹤0.01%
+212
New +$4.61K
LPT
9824
PUT
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
+100
New +$3.5K
ARQL
9825
PUT
DELISTED
Arqule Inc
ARQL
$3K ﹤0.01%
1,200
+900
+300% +$2.03K
391 392
393
394 395

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.