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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GASX
9776
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BEAR 3X SHARES
GASX
$3K ﹤0.01%
+100
New +$3.92K
KIOR
9777
CALL
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$3K ﹤0.01%
1,000
+500
+100% +$1.66K
MNTG
9778
DELISTED
M T R GAMING GROUP INC
MNTG
$3K ﹤0.01%
643
-14,498
-96% -$55.9K
NDZ
9779
DELISTED
NORDION INC COM STK (CDA)
NDZ
$3K ﹤0.01%
293
– –
SYNM
9780
DELISTED
SYNTROLEUM CORP COM STK NEW (DE)
SYNM
$3K ﹤0.01%
649
+239
+58% +$1.45K
MBIS
9781
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
$3K ﹤0.01%
+2,184
New +$3.46K
VOCS
9782
PUT
DELISTED
VOCUS INC
VOCS
$3K ﹤0.01%
300
– –
JNY
9783
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$3K ﹤0.01%
200
-100
-33% -$1.57K
PGRX
9784
DELISTED
PROSPECT GLOBAL RES INC COM (NEW)
PGRX
$3K ﹤0.01%
+1,132
New +$4.29K
PACR
9785
DELISTED
PACER INTL INC TENN
PACR
$3K ﹤0.01%
500
-6,074
-92% -$38K
AH
9786
CALL
DELISTED
Accretive Health
AH
$3K ﹤0.01%
300
-7,400
-96% -$73.6K
MKTG
9787
CALL
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$3K ﹤0.01%
+200
New +$2.95K
VRTB
9788
DELISTED
Vestin Realty Mortgage II, Inc.
VRTB
$3K ﹤0.01%
561
-1,028
-65% -$6.83K
HMA
9789
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$3K ﹤0.01%
200
-5,600
-97% -$77.8K
OMX
9790
CALL
DELISTED
OFFICEMAX INCORPORATED
OMX
$3K ﹤0.01%
+200
New +$2.26K
ECTY
9791
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$3K ﹤0.01%
39,188
+37,188
+1,859% +$30.1K
PULS
9792
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
$3K ﹤0.01%
+700
New +$2.71K
PACQW
9793
DELISTED
PRIME ACQUISITION CORP WTS ON SHS EXP 03/24/2016
PACQW
$3K ﹤0.01%
+4,100
New +$3K
SPCHB
9794
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
$3K ﹤0.01%
2,339
-2,934
-56% -$3.76K
TECUB
9795
DELISTED
TECUMSEH PRODUCTS CO CL-B
TECUB
$3K ﹤0.01%
338
-345
-51% -$3.06K
QKLS
9796
DELISTED
QKL STORES INC COM ST NEW
QKLS
$3K ﹤0.01%
645
-605
-48% -$2.8K
FLY
9797
PUT
DELISTED
Fly Leasing Limited
FLY
$3K ﹤0.01%
200
+100
+100% +$1.41K
ESNC
9798
DELISTED
EnSync Inc
ESNC
$3K ﹤0.01%
+3,189
New +$3.36K
ZX
9799
DELISTED
China Zenix Auto Internatl Ltd
ZX
$3K ﹤0.01%
823
-987
-55% -$2.9K
WR
9800
CALL
DELISTED
Westar Energy Inc
WR
$3K ﹤0.01%
+100
New +$3.2K
390 391
392
393 394

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.