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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERB
9751
DELISTED
ERBA DIAGNOSTICS
ERB
$3K ﹤0.01%
+2,256
New +$2.2K
RITT
9752
DELISTED
RIT TECHNOLOGIES LTD COM STK (IL)
RITT
$3K ﹤0.01%
1,027
+643
+167% +$1.97K
DATE
9753
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$3K ﹤0.01%
492
+332
+208% +$2.28K
CRWN
9754
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$3K ﹤0.01%
1,000
-3,914
-80% -$11.3K
I.PRA
9755
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$3K ﹤0.01%
+50
New +$3.04K
RUSL
9756
CALL
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$3K ﹤0.01%
+8
New +$2.32K
BSPM
9757
DELISTED
Biostar Pharmaceuticals, Inc.
BSPM
$3K ﹤0.01%
423
+304
+255% +$1.67K
MW
9758
CALL
DELISTED
THE MENS WAREHOUSE INC
MW
$3K ﹤0.01%
100
-800
-89% -$30.3K
WPP
9759
CALL
DELISTED
WAUSAU PAPER CORP.
WPP
$3K ﹤0.01%
200
– –
MEIL
9760
DELISTED
METHES ENERGIES INTL LTD
MEIL
$3K ﹤0.01%
+1,422
New +$3.37K
HKTV
9761
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$3K ﹤0.01%
495
+196
+66% +$1.19K
CHOP
9762
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$3K ﹤0.01%
171
-576
-77% -$9.68K
EWSS
9763
DELISTED
ISHARES MSCI SINGAPORE SMALL CAP ETF
EWSS
$3K ﹤0.01%
90
-930
-91% -$27K
BRLI
9764
CALL
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$3K ﹤0.01%
100
-600
-86% -$16.7K
BRLI
9765
PUT
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$3K ﹤0.01%
100
-100
-50% -$2.78K
MERU
9766
CALL
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$3K ﹤0.01%
800
+200
+33% +$777
VYFC
9767
DELISTED
VALLEY FINL CORP (VA)
VYFC
$3K ﹤0.01%
261
-752
-74% -$7.9K
CPGI
9768
DELISTED
CHINA SHENGDA PACKAGING GROUP COM NEW
CPGI
$3K ﹤0.01%
+557
New +$3.25K
VTSS
9769
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$3K ﹤0.01%
886
-96
-10% -$267
RIOM
9770
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
$3K ﹤0.01%
1,272
-9,660
-88% -$22K
RNE
9771
DELISTED
MORGAN STLY EASTEURO FD
RNE
$3K ﹤0.01%
170
-886
-84% -$15.4K
BPZ
9772
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$3K ﹤0.01%
1,500
– –
RNA
9773
PUT
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$3K ﹤0.01%
+500
New +$11.8K
SFK
9774
DELISTED
PROSHARES ULTRASHORT RUSSELL1000 GROWTH
SFK
$3K ﹤0.01%
+100
New +$3.61K
CHDX
9775
CALL
DELISTED
CHINDEX INTL INC
CHDX
$3K ﹤0.01%
200
– –
389 390
391
392 393

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.