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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRC icon
9726
CALL
Brady Corp
BRC
$4.54B
$3K ﹤0.01%
+100
New +$2.8K
CASI
9727
DELISTED
CASI Pharmaceuticals
CASI
$3K ﹤0.01%
+186
New +$3.52K
COHN icon
9728
Cohen & Co
COHN
$33.8M
$3K ﹤0.01%
163
+13
+9% +$303
CORN icon
9729
PUT
Teucrium Corn Fund
CORN
$179M
$3K ﹤0.01%
100
– –
CPRX
9730
CALL
DELISTED
Catalyst Pharmaceutical
CPRX
$3K ﹤0.01%
1,200
+200
+20% +$418
CPRX
9731
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
$3K ﹤0.01%
+1,400
New +$2.93K
DBC icon
9732
CALL
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$3K ﹤0.01%
100
-1,400
-93% -$35.8K
ECNS icon
9733
iShares MSCI China Small-Cap ETF
ECNS
$64.4M
$3K ﹤0.01%
65
-1,073
-94% -$50.1K
FOCL
9734
CALL
EDAP TMS S.A.
FOCL
$231M
$3K ﹤0.01%
1,100
+500
+83% +$1.59K
ELTK icon
9735
Eltek
ELTK
$61.5M
$3K ﹤0.01%
+269
New +$3.25K
ENPH icon
9736
PUT
Enphase Energy
ENPH
$5.01B
$3K ﹤0.01%
+400
New +$3.1K
EPR.PRE icon
9737
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$114M
$3K ﹤0.01%
100
-1,735
-95% -$51.7K
ESPR
9738
DELISTED
Esperion Therapeutics
ESPR
$3K ﹤0.01%
160
+47
+42% +$730
EWM icon
9739
CALL
iShares MSCI Malaysia ETF
EWM
$307M
$3K ﹤0.01%
50
+25
+100% +$1.51K
FRO icon
9740
PUT
Frontline
FRO
$8.59B
$3K ﹤0.01%
160
-2,060
-93% -$42.8K
GEO icon
9741
CALL
The GEO Group
GEO
$4.13B
$3K ﹤0.01%
+150
New +$3.25K
GLAD icon
9742
PUT
Gladstone Capital
GLAD
$429M
$3K ﹤0.01%
+150
New +$2.95K
GLBS icon
9743
Globus Maritime Ltd
GLBS
$63.2M
– –
0
– –
GORO icon
9744
CALL
Goldgroup Mining Inc.
GORO
$162M
$3K ﹤0.01%
600
-1,200
-67% -$6.09K
GPRK icon
9745
GeoPark
GPRK
$617M
$3K ﹤0.01%
+420
New +$3.11K
HI
9746
CALL
DELISTED
Hillenbrand
HI
$3K ﹤0.01%
+100
New +$2.96K
HMY icon
9747
PUT
Harmony Gold Mining
HMY
$9.91B
$3K ﹤0.01%
+1,000
New +$3.06K
HNRG icon
9748
Hallador Energy
HNRG
$717M
$3K ﹤0.01%
+296
New +$2.43K
AGIG
9749
Abundia Global Impact Group
AGIG
$42.5M
$3K ﹤0.01%
48
-213
-82% -$11K
IHT
9750
InnSuites Hospitality Trust
IHT
$16.1M
$3K ﹤0.01%
1,551
+493
+47% +$858
388 389
390
391 392

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.