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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DYAX
9676
PUT
DELISTED
DYAX CORPORATION
DYAX
$4K ﹤0.01%
400
-600
-60% -$5.46K
HKTV
9677
PUT
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$4K ﹤0.01%
700
– –
SKBI
9678
DELISTED
SKYSTAR BIO-PHARMACEUTICAL CO COM PAR $.001 (NV)
SKBI
$4K ﹤0.01%
620
-1,452
-70% -$7.35K
UIL
9679
CALL
DELISTED
UIL HOLDINGS
UIL
$4K ﹤0.01%
+100
New +$3.77K
GSI
9680
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
$4K ﹤0.01%
643
-356
-36% -$2.03K
NLSN
9681
CALL
DELISTED
Nielsen Holdings plc
NLSN
$4K ﹤0.01%
+100
New +$4.47K
ANN
9682
PUT
DELISTED
ANN INC
ANN
$4K ﹤0.01%
100
-600
-86% -$21.4K
MILL
9683
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$4K ﹤0.01%
650
-34,164
-98% -$235K
COCO
9684
DELISTED
CORINTHIAN COLLEGES INC
COCO
$4K ﹤0.01%
2,900
-36,086
-93% -$54.5K
GGBP
9685
DELISTED
AdvisorShares Gartman Gold/British Pound ETF
GGBP
$4K ﹤0.01%
+300
New +$3.91K
SDK
9686
DELISTED
PROSHARES ULTRASHORT RUSSELL MIDCAP GROWTH
SDK
$4K ﹤0.01%
+47
New +$3.83K
FEFN
9687
DELISTED
ISHARES MSCI FAR EAST FINANCIALS ETF
FEFN
$4K ﹤0.01%
159
-580
-78% -$16.2K
KIOR
9688
CALL
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$4K ﹤0.01%
7,000
– –
PDO
9689
DELISTED
PYRAMID OIL CO
PDO
$4K ﹤0.01%
694
-1,049
-60% -$6.39K
OINK
9690
DELISTED
TIANLI AGRITECH INC COM SH (VGB)
OINK
$4K ﹤0.01%
2,307
+1,437
+165% +$2.76K
ZLCS
9691
CALL
DELISTED
ZALICUS INC COM NEW
ZLCS
$4K ﹤0.01%
3,500
+2,500
+250% +$3.65K
MBIS
9692
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
$4K ﹤0.01%
1,623
+1,609
+11,493% +$4.23K
ONN
9693
DELISTED
UBS AG LONDON BRH ETRACS FISHER-GARTMAN RISK (UK)
ONN
$4K ﹤0.01%
136
– –
JRCC
9694
CALL
DELISTED
JAMES RIVER COAL NEW
JRCC
$4K ﹤0.01%
5,000
-8,600
-63% -$7.98K
AIQ
9695
DELISTED
Alliance Healthcare Services
AIQ
$4K ﹤0.01%
+126
New +$3.67K
CELGZ
9696
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$4K ﹤0.01%
1,517
-19,054
-93% -$57.6K
ROICW
9697
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
$4K ﹤0.01%
+1,450
New +$4K
DLLR
9698
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$4K ﹤0.01%
500
– –
PTSX
9699
DELISTED
NEW 360 COM STK (CA)
PTSX
$4K ﹤0.01%
9,304
+2,734
+42% +$1.39K
PEI
9700
CALL
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$4K ﹤0.01%
13
-100
-88% -$27.8K
386 387
388
389 390

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.