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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNAV
9676
DELISTED
Telenav Inc.
TNAV
$4K ﹤0.01%
660
-8,621
-93% -$57.7K
FRAN
9677
PUT
DELISTED
Francesca's Holdings Corporation
FRAN
$4K ﹤0.01%
17
-50
-75% -$10.9K
CETV
9678
CALL
DELISTED
Central European Media Enterprises Ltd
CETV
$4K ﹤0.01%
1,100
+300
+38% +$1.13K
MSBF
9679
DELISTED
MSB Financial Corp.
MSBF
$4K ﹤0.01%
570
-1,791
-76% -$12.4K
MICR
9680
DELISTED
Micron Solutions, Inc.
MICR
$4K ﹤0.01%
1,242
-511
-29% -$1.73K
INSY
9681
PUT
DELISTED
Insys Therapeutics, Inc.
INSY
$4K ﹤0.01%
+300
New +$4.16K
BMS
9682
CALL
DELISTED
Bemis
BMS
$4K ﹤0.01%
100
-600
-86% -$23.6K
SNMX
9683
DELISTED
Senomyx, Inc.
SNMX
$4K ﹤0.01%
840
-120
-13% -$492
GST
9684
PUT
DELISTED
Gastar Exploration Inc.
GST
$4K ﹤0.01%
600
-3,400
-85% -$16.9K
MATR
9685
DELISTED
Mattersight Corp.
MATR
$4K ﹤0.01%
862
-3,760
-81% -$17K
CPLA
9686
DELISTED
Capella Education Company
CPLA
$4K ﹤0.01%
55
-1,022
-95% -$63.9K
WG
9687
CALL
DELISTED
Willbros Group
WG
$4K ﹤0.01%
400
-4,400
-92% -$40K
NTL
9688
DELISTED
Nortel Invesora 1/20 Ser B Shr
NTL
$4K ﹤0.01%
178
+124
+230% +$2.67K
ALR
9689
PUT
DELISTED
Alere Inc
ALR
$4K ﹤0.01%
100
-400
-80% -$13.3K
RMGN
9690
DELISTED
RMG Networks Holding Corporation
RMGN
$4K ﹤0.01%
+185
New +$4.6K
WCST
9691
DELISTED
Wecast Network, Inc. Common Stock
WCST
$4K ﹤0.01%
1,963
+1,045
+114% +$2.31K
LMIA
9692
PUT
DELISTED
LMI Aerospace Inc
LMIA
$4K ﹤0.01%
+300
New +$4.06K
INVT
9693
DELISTED
Inventergy Global, Inc.
INVT
$4K ﹤0.01%
78
-44
-36% -$1.11K
CLMS
9694
CALL
DELISTED
Calamos Asset Management, Inc.
CLMS
$4K ﹤0.01%
300
– –
IL
9695
CALL
DELISTED
IntraLinks Holdings Inc.
IL
$4K ﹤0.01%
300
-4,400
-94% -$46.3K
MFRM
9696
CALL
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$4K ﹤0.01%
+100
New +$3.58K
ECTE
9697
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$4K ﹤0.01%
1,192
-2,748
-70% -$7.67K
XNPT
9698
DELISTED
XENOPORT, INC.
XNPT
$4K ﹤0.01%
651
-1,819
-74% -$9.84K
CRDS
9699
DELISTED
Crossroads Systems, Inc.
CRDS
$4K ﹤0.01%
65
-26
-29% -$752
CBNJ
9700
DELISTED
CAPE BANCORP, INC COM
CBNJ
$4K ﹤0.01%
402
-163
-29% -$1.57K
386 387
388
389 390

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.