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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
9676
CALL
DELISTED
Masimo
MASI
$3K ﹤0.01%
+100
New +$2.46K
MCRI icon
9677
Monarch Casino & Resort
MCRI
$2.19B
$3K ﹤0.01%
140
-5,635
-98% -$107K
MSN icon
9678
Emerson Radio
MSN
$7.9M
$3K ﹤0.01%
1,404
-405
-22% -$709
MTZ icon
9679
PUT
MasTec
MTZ
$22.8B
$3K ﹤0.01%
100
-200
-67% -$6.57K
NEN icon
9680
New England Realty Associates
NEN
$199M
$3K ﹤0.01%
60
-326
-84% -$14.3K
NTGR icon
9681
CALL
NETGEAR
NTGR
$613M
$3K ﹤0.01%
100
-100
-50% -$3.07K
ORA icon
9682
CALL
Ormat Technologies
ORA
$5.75B
$3K ﹤0.01%
+100
New +$2.49K
ORRF icon
9683
Orrstown Financial Services
ORRF
$859M
$3K ﹤0.01%
+185
New +$2.86K
OSUR icon
9684
PUT
OraSure Technologies
OSUR
$274M
$3K ﹤0.01%
+500
New +$2.5K
PNNT
9685
CALL
Pennant Park Investment Corp
PNNT
$222M
$3K ﹤0.01%
+300
New +$3.42K
PSCU icon
9686
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.5M
$3K ﹤0.01%
100
– –
BCIC
9687
CALL
BCP Investment Corp
BCIC
$87.6M
$3K ﹤0.01%
+30
New +$2.85K
RDUS
9688
PUT
DELISTED
Radius Recycling
RDUS
$3K ﹤0.01%
100
-900
-90% -$23.6K
RITM icon
9689
PUT
Rithm Capital
RITM
$5.55B
$3K ﹤0.01%
+250
New +$3.27K
RTC
9690
DELISTED
Baijiayun Group
RTC
$3K ﹤0.01%
118
+14
+13% +$375
RVSB icon
9691
Riverview Bancorp
RVSB
$107M
$3K ﹤0.01%
+1,144
New +$3.08K
SID icon
9692
CALL
Companhia Siderúrgica Nacional
SID
$1.37B
$3K ﹤0.01%
700
-6,600
-90% -$22.6K
SIFY
9693
CALL
Sify Technologies
SIFY
$1.01B
$3K ﹤0.01%
267
+184
+222% +$2.03K
SMP icon
9694
PUT
Standard Motor Products
SMP
$901M
$3K ﹤0.01%
+100
New +$3.29K
STRS icon
9695
Stratus Properties
STRS
$154M
$3K ﹤0.01%
210
– –
UCTT
9696
Ultra Clean Holdings
UCTT
$3.13B
$3K ﹤0.01%
384
-7,641
-95% -$51K
VATE icon
9697
INNOVATE Corp
VATE
$102M
$3K ﹤0.01%
97
-21
-18% -$1.91K
WTI icon
9698
W&T Offshore
WTI
$521M
$3K ﹤0.01%
+147
New +$2.37K
ZUMZ icon
9699
PUT
Zumiez
ZUMZ
$332M
$3K ﹤0.01%
100
-800
-89% -$22.4K
PRKS icon
9700
CALL
United Parks & Resorts
PRKS
$2.16B
$3K ﹤0.01%
100
– –
386 387
388
389 390

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.