We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXR icon
9651
Daxor
DXR
$61.9M
$3K ﹤0.01%
386
-45
-10% -$323
EPAM icon
9652
CALL
EPAM Systems
EPAM
$5.62B
$3K ﹤0.01%
+100
New +$3.08K
EWM icon
9653
PUT
iShares MSCI Malaysia ETF
EWM
$307M
$3K ﹤0.01%
50
– –
FHI icon
9654
PUT
Federated Hermes
FHI
$4.62B
$3K ﹤0.01%
100
-900
-90% -$25.6K
FLL icon
9655
Full House Resorts
FLL
$84.1M
$3K ﹤0.01%
1,116
+116
+12% +$321
FOXF icon
9656
Fox Factory Holding Corp
FOXF
$808M
$3K ﹤0.01%
+145
New +$2.62K
GF
9657
New Germany Fund
GF
$182M
$3K ﹤0.01%
166
-1,676
-91% -$32.3K
GLDD
9658
CALL
DELISTED
Great Lakes Dredge & Dock
GLDD
$3K ﹤0.01%
400
– –
GSL icon
9659
Global Ship Lease
GSL
$1.57B
$3K ﹤0.01%
+70
New +$2.56K
GTIM icon
9660
Good Times Restaurants
GTIM
$14.7M
$3K ﹤0.01%
+1,271
New +$3.31K
HOMB icon
9661
CALL
Home BancShares
HOMB
$6.32B
$3K ﹤0.01%
200
-1,000
-83% -$13.8K
STRR
9662
Star Equity Holdings
STRR
$40.1M
$3K ﹤0.01%
108
+28
+35% +$760
IBKR icon
9663
Interactive Brokers
IBKR
$39.1B
$3K ﹤0.01%
708
-3,540
-83% -$15.2K
IMKTA icon
9664
CALL
Ingles Markets
IMKTA
$1.72B
$3K ﹤0.01%
+100
New +$2.69K
INCO icon
9665
Columbia India Consumer ETF
INCO
$232M
$3K ﹤0.01%
123
-740
-86% -$15.3K
IVZ icon
9666
CALL
Invesco
IVZ
$12.6B
$3K ﹤0.01%
100
-41,600
-100% -$1.33M
JBSS icon
9667
John B. Sanfilippo & Son
JBSS
$986M
$3K ﹤0.01%
150
-445
-75% -$9.66K
LINC icon
9668
Lincoln Educational Services
LINC
$1.39B
$3K ﹤0.01%
603
-692
-53% -$3.89K
LOAN
9669
Manhattan Bridge Capital
LOAN
$48.1M
$3K ﹤0.01%
1,827
+1,805
+8,205% +$3.05K
LQDT icon
9670
PUT
Liquidity Services
LQDT
$1.21B
$3K ﹤0.01%
100
-3,500
-97% -$111K
LRN icon
9671
PUT
Stride
LRN
$4.16B
$3K ﹤0.01%
+100
New +$3.2K
LTBR icon
9672
CALL
Lightbridge
LTBR
$261M
$3K ﹤0.01%
25
+8
+47% +$860
LTBR icon
9673
Lightbridge
LTBR
$261M
$3K ﹤0.01%
25
-22
-47% -$2.37K
LWAY icon
9674
Lifeway Foods
LWAY
$480M
$3K ﹤0.01%
227
-1,477
-87% -$23.8K
LXU icon
9675
CALL
LSB Industries
LXU
$831M
$3K ﹤0.01%
+130
New +$3.23K
385 386
387
388 389

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.