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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNM
9626
DELISTED
VERENIUM CORP COM STK (US)
VRNM
$4K ﹤0.01%
985
-3,233
-77% -$8.38K
ABR icon
9627
CALL
Arbor Realty Trust
ABR
$985M
$3K ﹤0.01%
+500
New +$3.54K
AEHL icon
9628
Antelope Enterprise Holdings
AEHL
$9.55M
– –
0
– –
ALKS icon
9629
PUT
Alkermes
ALKS
$8.13B
$3K ﹤0.01%
100
-100
-50% -$3.25K
AMN icon
9630
CALL
AMN Healthcare
AMN
$1.36B
$3K ﹤0.01%
200
-200
-50% -$2.94K
APWC icon
9631
Asia Pacific Wire & Cable
APWC
$60.6M
$3K ﹤0.01%
+817
New +$3.01K
ARWR icon
9632
CALL
Arrowhead Research
ARWR
$12.1B
$3K ﹤0.01%
+600
New +$2.31K
ASRV icon
9633
AmeriServ Financial
ASRV
$74.3M
$3K ﹤0.01%
1,000
– –
AWR icon
9634
CALL
American States Water
AWR
$3.44B
$3K ﹤0.01%
+100
New +$2.85K
BGS icon
9635
CALL
B&G Foods
BGS
$304M
$3K ﹤0.01%
100
-400
-80% -$13.9K
BHB icon
9636
Bar Harbor Bankshares
BHB
$672M
$3K ﹤0.01%
178
-229
-56% -$3.8K
BOTJ icon
9637
Bank Of The James
BOTJ
$127M
$3K ﹤0.01%
+460
New +$3.55K
CALX icon
9638
CALL
Calix
CALX
$2.28B
$3K ﹤0.01%
200
-4,300
-96% -$52.6K
CBAN icon
9639
Colony Bankcorp
CBAN
$468M
$3K ﹤0.01%
+528
New +$3.58K
CCM
9640
CALL
Concord Medical Services
CCM
$19.7M
$3K ﹤0.01%
+57
New +$2.33K
CENT icon
9641
Central Garden & Pet Co
CENT
$2.76B
$3K ﹤0.01%
554
-4,466
-89% -$24.9K
CHNR icon
9642
China Natural Resources
CHNR
$4.66M
$3K ﹤0.01%
15
-43
-74% -$7.71K
CIVB icon
9643
Civista Bancshares
CIVB
$615M
$3K ﹤0.01%
471
-1,367
-74% -$9.48K
CLRO icon
9644
ClearOne Inc
CLRO
$12.5M
$3K ﹤0.01%
28
-44
-61% -$5.45K
CNK icon
9645
CALL
Cinemark Holdings
CNK
$4.08B
$3K ﹤0.01%
100
-200
-67% -$6.02K
CNK icon
9646
PUT
Cinemark Holdings
CNK
$4.08B
$3K ﹤0.01%
+100
New +$3.01K
CNMD icon
9647
CALL
CONMED
CNMD
$1.31B
$3K ﹤0.01%
+100
New +$3.26K
DLB icon
9648
PUT
Dolby
DLB
$5.01B
$3K ﹤0.01%
100
-300
-75% -$9.97K
DOG
9649
PUT
ProShares Short Dow30
DOG
$111M
$3K ﹤0.01%
+25
New +$2.87K
DX
9650
CALL
Dynex Capital
DX
$3.19B
$3K ﹤0.01%
+100
New +$2.67K
384 385
386
387 388

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.