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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAMM
9576
DELISTED
BOOKS-A-MILLION INC
BAMM
$4K ﹤0.01%
1,718
+748
+77% +$1.81K
CNW
9577
DELISTED
CON-WAY INC.
CNW
$4K ﹤0.01%
104
-14
-12% -$593
STRI
9578
CALL
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$4K ﹤0.01%
667
+500
+299% +$3.23K
PLMT
9579
DELISTED
PALMETTO BANCSHARES, INC. (SC) COMMON STOCK
PLMT
$4K ﹤0.01%
287
-377
-57% -$4.89K
PPO
9580
PUT
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$4K ﹤0.01%
100
-100
-50% -$4.26K
BALT
9581
CALL
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$4K ﹤0.01%
+800
New +$3.48K
IMRS
9582
DELISTED
IMRIS INC COMMON SHARES (CANADA)
IMRS
$4K ﹤0.01%
+2,488
New +$5.93K
GFIG
9583
DELISTED
GFI GROUP INC
GFIG
$4K ﹤0.01%
1,001
– –
DNY
9584
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$4K ﹤0.01%
198
-560
-74% -$10.8K
DRIV
9585
CALL
DELISTED
DIGITAL RIVER INC.
DRIV
$4K ﹤0.01%
200
-7,400
-97% -$134K
RNA
9586
CALL
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$4K ﹤0.01%
+600
New +$14.1K
GTIV
9587
PUT
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$4K ﹤0.01%
300
-100
-25% -$1.13K
AMCO
9588
DELISTED
ARMCO METALS HOLDINGS INC COM STK NEW (NV)
AMCO
$4K ﹤0.01%
1,000
-10,232
-91% -$33.1K
FVI
9589
DELISTED
FIRST TR VALUE LINE EQUITY ALLOCATION INDEX FD
FVI
$4K ﹤0.01%
188
-908
-83% -$21.1K
EMDG
9590
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES EMERGING MKTS
EMDG
$4K ﹤0.01%
+223
New +$4.5K
EPB
9591
CALL
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$4K ﹤0.01%
100
-800
-89% -$33.8K
VVTV
9592
CALL
DELISTED
VALUEVISION MEDIA INC
VVTV
$4K ﹤0.01%
+1,000
New +$5.29K
ORBT
9593
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$4K ﹤0.01%
+1,210
New +$4.15K
GPRC
9594
DELISTED
GUANWEI RECYCLING CORP XOM STK (NV)
GPRC
$4K ﹤0.01%
2,388
+961
+67% +$1.62K
ARX
9595
DELISTED
Aeroflex Holding Corp (DE)
ARX
$4K ﹤0.01%
513
-1,208
-70% -$9.14K
GSAX
9596
DELISTED
ALPS ETF TR GS Momentum Builder Asia Ex-Japan Eq & US tres
GSAX
$4K ﹤0.01%
175
– –
CCH
9597
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
$4K ﹤0.01%
124
– –
FRX
9598
PUT
DELISTED
FOREST LABORATORIES INC
FRX
$4K ﹤0.01%
100
– –
ONN
9599
DELISTED
UBS AG LONDON BRH ETRACS FISHER-GARTMAN RISK (UK)
ONN
$4K ﹤0.01%
136
-1,800
-93% -$52.4K
TFCO
9600
DELISTED
TUFCO TECHNOLOGIES INC
TFCO
$4K ﹤0.01%
778
-198
-20% -$1.15K
382 383
384
385 386

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.