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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATRS
9526
PUT
DELISTED
Antares Pharma, Inc.
ATRS
$4K ﹤0.01%
1,000
-13,700
-93% -$59.8K
GWPH
9527
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
204
+71
+53% +$815
CEL
9528
CALL
DELISTED
Cellcom Israel, Ltd.
CEL
$4K ﹤0.01%
400
-900
-69% -$9.65K
RELV
9529
DELISTED
Reliv International Inc
RELV
$4K ﹤0.01%
221
-287
-56% -$4.35K
CETV
9530
CALL
DELISTED
Central European Media Enterprises Ltd
CETV
$4K ﹤0.01%
800
+300
+60% +$1.24K
ECT
9531
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$4K ﹤0.01%
450
-3,654
-89% -$35.8K
BGG
9532
PUT
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
200
– –
TIVO
9533
CALL
DELISTED
Tivo Inc
TIVO
$4K ﹤0.01%
200
-400
-67% -$7.99K
LPT
9534
CALL
DELISTED
Liberty Property Trust
LPT
$4K ﹤0.01%
100
– –
CARB
9535
DELISTED
Carbonite Inc
CARB
$4K ﹤0.01%
300
– –
FCSC
9536
DELISTED
Fibrocell Science Inc.
FCSC
$4K ﹤0.01%
+55
New +$4.45K
SDT
9537
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$4K ﹤0.01%
300
-7,100
-96% -$94.2K
SSFN
9538
DELISTED
Stewardship Financial Corp
SSFN
$4K ﹤0.01%
+781
New +$4.05K
UWN
9539
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$4K ﹤0.01%
3,553
+615
+21% +$667
NAVB
9540
CALL
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$4K ﹤0.01%
75
-1,925
-96% -$112K
ECYT
9541
PUT
DELISTED
Endocyte, Inc. Common Stock
ECYT
$4K ﹤0.01%
300
+100
+50% +$1.58K
KS
9542
CALL
DELISTED
KapStone Paper and Pack Corp.
KS
$4K ﹤0.01%
+200
New +$4.36K
ILG
9543
DELISTED
ILG, Inc Common Stock
ILG
$4K ﹤0.01%
161
-5,497
-97% -$121K
VII
9544
DELISTED
Vicon Industries, Inc.
VII
$4K ﹤0.01%
1,694
+1,043
+160% +$2.75K
HCOM
9545
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$4K ﹤0.01%
161
-585
-78% -$15.5K
FINL
9546
DELISTED
Finish Line
FINL
$4K ﹤0.01%
+150
New +$3.32K
GXP
9547
CALL
DELISTED
Great Plains Energy Incorporated
GXP
$4K ﹤0.01%
+200
New +$4.61K
IOIL
9548
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$4K ﹤0.01%
+202
New +$3.93K
WAC
9549
CALL
DELISTED
Walter Investment Mgt Corp
WAC
$4K ﹤0.01%
100
-400
-80% -$15.4K
STS
9550
DELISTED
Supreme Industries Inc Class A
STS
$4K ﹤0.01%
628
+235
+60% +$1.28K
380 381
382
383 384

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.