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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
9476
CALL
Hyatt Hotels
H
$18B
$5K ﹤0.01%
100
– –
H icon
9477
PUT
Hyatt Hotels
H
$18B
$5K ﹤0.01%
100
-900
-90% -$42.4K
HCI icon
9478
CALL
HCI Group
HCI
$2.25B
$5K ﹤0.01%
+100
New +$4.57K
HE icon
9479
PUT
Hawaiian Electric Industries
HE
$2.28B
$5K ﹤0.01%
200
– –
HELE icon
9480
PUT
Helen of Troy
HELE
$658M
$5K ﹤0.01%
100
-200
-67% -$9.38K
KOP icon
9481
CALL
Koppers
KOP
$954M
$5K ﹤0.01%
100
– –
KTOS icon
9482
CALL
Kratos Defense & Security Solutions
KTOS
$9.27B
$5K ﹤0.01%
700
– –
TULP
9483
CALL
Bloomia Holdings
TULP
$15.6M
$5K ﹤0.01%
286
– –
LIND icon
9484
Lindblad Expeditions
LIND
$1.84B
$5K ﹤0.01%
15,595
+500
+3% +$4.83K
MAG
9485
PUT
DELISTED
MAG Silver
MAG
$5K ﹤0.01%
1,000
– –
MGYR icon
9486
Magyar Bancorp
MGYR
$119M
$5K ﹤0.01%
861
-83
-9% -$495
MITK icon
9487
PUT
Mitek Systems
MITK
$768M
$5K ﹤0.01%
800
+700
+700% +$4.05K
MNDO icon
9488
Mind CTI
MNDO
$21M
$5K ﹤0.01%
2,248
+1,710
+318% +$3.11K
MPT
9489
CALL
Medical Properties Trust
MPT
$2.86B
$5K ﹤0.01%
400
-6,600
-94% -$84.3K
MZZ icon
9490
ProShares UltraShort MidCap400
MZZ
$2.46M
$5K ﹤0.01%
23
-167
-88% -$39K
NEON icon
9491
Neonode
NEON
$12.9M
$5K ﹤0.01%
88
-1,234
-93% -$72K
NOA
9492
CALL
North American Construction
NOA
$376M
$5K ﹤0.01%
800
– –
OSBC icon
9493
Old Second Bancorp
OSBC
$1.27B
$5K ﹤0.01%
1,025
-976
-49% -$4.74K
PAG icon
9494
CALL
Penske Automotive Group
PAG
$14.2B
$5K ﹤0.01%
100
– –
QUAD icon
9495
CALL
Quad
QUAD
$438M
$5K ﹤0.01%
200
– –
RAND icon
9496
Rand Capital
RAND
$29.9M
$5K ﹤0.01%
184
+140
+318% +$3.74K
RM icon
9497
Regional Management Corp
RM
$386M
$5K ﹤0.01%
134
-825
-86% -$26.9K
SIFY
9498
CALL
Sify Technologies
SIFY
$1.05B
$5K ﹤0.01%
400
+133
+50% +$1.59K
STRL icon
9499
Sterling Infrastructure
STRL
$19.5B
$5K ﹤0.01%
+446
New +$4.71K
TIPX icon
9500
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
$5K ﹤0.01%
+244
New +$4.76K
378 379
380
381 382

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.