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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
API
9426
DELISTED
Advanced Photonix Inc
API
$6K ﹤0.01%
8,753
+657
+8% +$448
WHX
9427
PUT
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$6K ﹤0.01%
1,100
-1,400
-56% -$7.04K
PRLS
9428
DELISTED
PEERLESS SYSTEMS CORP
PRLS
$6K ﹤0.01%
+1,632
New +$5.95K
MEAS
9429
CALL
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$6K ﹤0.01%
+100
New +$5.53K
GSGO
9430
DELISTED
ALPS ETF TR GS Momentum Builder Growth Mkt Eq & US tres
GSGO
$6K ﹤0.01%
300
– –
EQU
9431
CALL
DELISTED
EQUAL ENERGY LTD COM
EQU
$6K ﹤0.01%
+1,200
New +$5.9K
PPL.PRW
9432
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$6K ﹤0.01%
110
-66
-38% -$3.48K
GGS
9433
CALL
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
$6K ﹤0.01%
+3,800
New +$7.59K
DRCO
9434
DELISTED
DYNAMICS RESEARCH CORP
DRCO
$6K ﹤0.01%
555
-477
-46% -$3.68K
DLLR
9435
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$6K ﹤0.01%
+500
New +$5.69K
IBCE
9436
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$6K ﹤0.01%
+240
New +$5.52K
PEI
9437
PUT
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$6K ﹤0.01%
+20
New +$5.47K
DFVL
9438
DELISTED
iPath US Treasury 5-year Bull ETN
DFVL
$6K ﹤0.01%
100
– –
TIK
9439
DELISTED
Tel-Instrument Electronics Corp.
TIK
$6K ﹤0.01%
+1,092
New +$4.63K
MZF
9440
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$6K ﹤0.01%
427
-3,881
-90% -$48.2K
REXX
9441
CALL
DELISTED
Rex Energy Corporation
REXX
$6K ﹤0.01%
30
– –
VNR
9442
CALL
DELISTED
Vanguard Natural Resources, LLC
VNR
$6K ﹤0.01%
200
-4,900
-96% -$139K
WRES
9443
CALL
DELISTED
WARREN RESOURCES INC
WRES
$6K ﹤0.01%
2,000
-3,800
-66% -$11.9K
LDK
9444
DELISTED
LDK SOLAR CO LTD.
LDK
$6K ﹤0.01%
4,950
-2,130
-30% -$3.21K
GOLD
9445
PUT
DELISTED
Randgold Resources Ltd
GOLD
$6K ﹤0.01%
101
-3,451
-97% -$237K
WOOF
9446
PUT
DELISTED
VCA Inc.
WOOF
$6K ﹤0.01%
+200
New +$5.83K
PME
9447
DELISTED
Pingtan Marine Enterprise Ltd.
PME
$6K ﹤0.01%
+1,926
New +$5.69K
ACNB icon
9448
ACNB Corp
ACNB
$654M
$5K ﹤0.01%
+257
New +$4.51K
ALNT icon
9449
Allient
ALNT
$1.47B
$5K ﹤0.01%
656
-3,799
-85% -$26K
AN icon
9450
PUT
AutoNation
AN
$7.1B
$5K ﹤0.01%
+100
New +$4.95K
376 377
378
379 380

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.