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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCIN
9426
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
$5K ﹤0.01%
762
-540
-41% -$3.33K
NED
9427
DELISTED
NOAH EDUCATION HOLDINGS LTD ADR (CYM)
NED
$5K ﹤0.01%
2,568
-8
-0.3% -$14
TLAB
9428
PUT
DELISTED
TELLABS INC
TLAB
$5K ﹤0.01%
2,000
-300
-13% -$679
MPAC
9429
DELISTED
MOD-PAC CORP
MPAC
$5K ﹤0.01%
548
+498
+996% +$4.27K
QTWW
9430
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$5K ﹤0.01%
1,860
+657
+55% +$1.5K
ROICW
9431
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
$5K ﹤0.01%
2,216
+1,030
+87% +$2.32K
MRGE
9432
CALL
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$5K ﹤0.01%
+1,800
New +$6.03K
DTSI
9433
DELISTED
DTS, Inc.
DTSI
$5K ﹤0.01%
+234
New +$5.1K
HSKA
9434
DELISTED
Heska Corp
HSKA
$5K ﹤0.01%
865
+860
+17,200% +$5.41K
BDSI
9435
PUT
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$5K ﹤0.01%
1,000
– –
BZM
9436
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$5K ﹤0.01%
348
+300
+625% +$3.94K
EMI
9437
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$5K ﹤0.01%
448
-2,388
-84% -$26.7K
AIXG
9438
DELISTED
Aixtron SE
AIXG
$5K ﹤0.01%
308
-9,403
-97% -$156K
KBIO
9439
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$5K ﹤0.01%
148
+18
+14% +$820
CIT
9440
PUT
DELISTED
CIT Group Inc.
CIT
$5K ﹤0.01%
+100
New +$4.91K
NORW
9441
DELISTED
Global X MSCI Norway ETF
NORW
$5K ﹤0.01%
+306
New +$4.79K
INR
9442
DELISTED
Market Vectors-Rupee
INR
$5K ﹤0.01%
165
-297
-64% -$10K
CMLP
9443
CALL
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP COM UTS REP LTD PRT INT (DE)
CMLP
$5K ﹤0.01%
200
-300
-60% -$7.81K
ZNB
9444
Zeta Network Group
ZNB
$556K
– –
0
– –
AGEN
9445
PUT
Agenus
AGEN
$276M
$4K ﹤0.01%
71
+20
+39% +$1.36K
AGIO icon
9446
Agios Pharmaceuticals
AGIO
$2.08B
$4K ﹤0.01%
+150
New +$4.14K
YDKG
9447
Yueda Digital Holding
YDKG
$5.38M
$4K ﹤0.01%
1
– –
ASTE icon
9448
PUT
Astec Industries
ASTE
$1.17B
$4K ﹤0.01%
+100
New +$3.56K
ATLO icon
9449
AMES National
ATLO
$271M
$4K ﹤0.01%
200
-617
-76% -$13.7K
AWK icon
9450
PUT
American Water Works
AWK
$27B
$4K ﹤0.01%
100
-300
-75% -$12.4K
376 377
378
379 380

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.