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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNK icon
9376
PUT
Teekay Tankers
TNK
$2.63B
$6K ﹤0.01%
+188
New +$4.43K
TRT
9377
Trio-Tech International
TRT
$99.7M
$6K ﹤0.01%
3,400
+2,842
+509% +$4.71K
UONE icon
9378
Urban One Class A
UONE
$22.7M
$6K ﹤0.01%
161
+99
+160% +$3.17K
QVCGA
9379
PUT
DELISTED
QVC Group Inc Series A
QVCGA
$6K ﹤0.01%
5
-49
-91% -$54.5K
ENZ
9380
CALL
DELISTED
Enzo Biochem, Inc.
ENZ
$6K ﹤0.01%
2,000
-500
-20% -$1.24K
AUMN
9381
CALL
DELISTED
Golden Minerals Company
AUMN
$6K ﹤0.01%
548
-16
-3% -$253
ORAN
9382
CALL
DELISTED
Orange
ORAN
$6K ﹤0.01%
500
-1,300
-72% -$16.8K
MFV
9383
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$6K ﹤0.01%
870
– –
MIXT
9384
DELISTED
MIX TELEMATICS LIMITED
MIXT
$6K ﹤0.01%
500
-14,675
-97% -$192K
PCTI
9385
DELISTED
PCTEL, Inc. Common Stock
PCTI
$6K ﹤0.01%
656
-890
-58% -$8.41K
NXGN
9386
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$6K ﹤0.01%
300
-1,100
-79% -$24.8K
INFI
9387
PUT
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$6K ﹤0.01%
400
-100
-20% -$1.41K
CLVS
9388
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$6K ﹤0.01%
+100
New +$5.44K
RADA
9389
DELISTED
Rada Electronic Industries Ltd
RADA
$6K ﹤0.01%
1,911
+377
+25% +$1.21K
ATHX
9390
DELISTED
Athersys, Inc. Common Stock
ATHX
$6K ﹤0.01%
92
+40
+77% +$1.91K
EMWP
9391
DELISTED
Eros Media World PLC
EMWP
$6K ﹤0.01%
+26
New +$5.6K
TSC
9392
DELISTED
TriState Capital Holdings, Inc.
TSC
$6K ﹤0.01%
479
-5,410
-92% -$66.6K
HBP
9393
DELISTED
Huttig Building Products, Inc.
HBP
$6K ﹤0.01%
+1,602
New +$5.8K
JRJC
9394
DELISTED
China Finance Online Co., Ltd.
JRJC
$6K ﹤0.01%
102
-35
-26% -$1.17K
LEAF
9395
PUT
DELISTED
Leaf Group Ltd.
LEAF
$6K ﹤0.01%
504
-3,478
-87% -$37.4K
PEGI
9396
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$6K ﹤0.01%
+200
New +$4.97K
SAUC
9397
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$6K ﹤0.01%
1,355
+481
+55% +$2.94K
AVEO
9398
CALL
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$6K ﹤0.01%
340
+260
+325% +$5.21K
AVEO
9399
PUT
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$6K ﹤0.01%
350
-630
-64% -$12.6K
WAGE
9400
PUT
DELISTED
WageWorks, Inc.
WAGE
$6K ﹤0.01%
+100
New +$5.51K
374 375
376
377 378

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.