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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIT icon
9351
PUT
Wipro
WIT
$19.5B
$5K ﹤0.01%
2,667
– –
TEN
9352
PUT
Tsakos Energy Navigation Ltd
TEN
$1.19B
$5K ﹤0.01%
180
+120
+200% +$2.98K
OMCC
9353
DELISTED
Old Market Capital Corp
OMCC
$5K ﹤0.01%
303
-484
-61% -$7.59K
GRCE
9354
Grace Therapeutics
GRCE
$33.8M
$5K ﹤0.01%
5
+4
+400% +$5.95K
LGTY
9355
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$5K ﹤0.01%
628
-2,839
-82% -$24.2K
CDMO
9356
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$5K ﹤0.01%
529
-3,571
-87% -$35.5K
EGIO
9357
PUT
DELISTED
Edgio, Inc. Common Stock
EGIO
$5K ﹤0.01%
+63
New +$5.53K
MTBL
9358
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$5K ﹤0.01%
967
+267
+38% +$1.37K
CYAN
9359
DELISTED
Cyanotech Corp
CYAN
$5K ﹤0.01%
+871
New +$5.13K
SRT
9360
DELISTED
Startek Inc.
SRT
$5K ﹤0.01%
721
-2
-0.3% -$11
ONCT
9361
PUT
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$5K ﹤0.01%
2
-1
-33% -$4.98K
HALL
9362
DELISTED
Hallmark Financial Services, Inc.
HALL
$5K ﹤0.01%
+55
New +$4.99K
WWE
9363
PUT
DELISTED
World Wrestling Entertainment
WWE
$5K ﹤0.01%
500
– –
MTEM
9364
PUT
DELISTED
Molecular Templates, Inc.
MTEM
$5K ﹤0.01%
6
– –
AMBC.WS
9365
DELISTED
Ambac Financial Group
AMBC.WS
$5K ﹤0.01%
403
-1,718
-81% -$22.4K
SJR
9366
CALL
DELISTED
Shaw Communications Inc.
SJR
$5K ﹤0.01%
+200
New +$4.84K
RFP
9367
PUT
DELISTED
Resolute Forest Products Inc.
RFP
$5K ﹤0.01%
400
-600
-60% -$8.28K
AHPI
9368
DELISTED
Allied Healthcare Products
AHPI
$5K ﹤0.01%
1,112
+829
+293% +$4.21K
USAK
9369
DELISTED
USA Truck Inc
USAK
$5K ﹤0.01%
+594
New +$3.65K
PCOM
9370
CALL
DELISTED
Points.com Inc. Common Shares
PCOM
$5K ﹤0.01%
+200
New +$4.49K
CAI
9371
CALL
DELISTED
CAI International, Inc.
CAI
$5K ﹤0.01%
200
– –
CSOD
9372
PUT
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$5K ﹤0.01%
+100
New +$4.93K
GPX
9373
DELISTED
GP Strategies Corp.
GPX
$5K ﹤0.01%
200
-1,246
-86% -$32.3K
SPRT
9374
CALL
DELISTED
support.com, Inc.
SPRT
$5K ﹤0.01%
+333
New +$5.42K
LEAF
9375
CALL
DELISTED
Leaf Group Ltd.
LEAF
$5K ﹤0.01%
403
– –
373 374
375
376 377

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.