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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPI
9326
DELISTED
CPI Inflation Hedged ETF
CPI
$7K ﹤0.01%
277
-548
-66% -$14.2K
OIL
9327
PUT
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$7K ﹤0.01%
300
-300
-50% -$6.9K
MPO
9328
CALL
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$7K ﹤0.01%
100
-50
-33% -$2.9K
AAME icon
9329
Atlantic American Corp
AAME
$31.6M
$6K ﹤0.01%
1,509
+924
+158% +$3.72K
APYX icon
9330
Apyx Medical
APYX
$164M
$6K ﹤0.01%
3,000
-1,121
-27% -$2.73K
ATLC icon
9331
Atlanticus Holdings
ATLC
$1.58B
$6K ﹤0.01%
1,638
-2,273
-58% -$7.98K
AUDC icon
9332
CALL
AudioCodes
AUDC
$249M
$6K ﹤0.01%
800
-2,100
-72% -$13.9K
AVAV icon
9333
CALL
AeroVironment
AVAV
$7.81B
$6K ﹤0.01%
200
-5,000
-96% -$134K
BBDC icon
9334
PUT
Barings BDC
BBDC
$868M
$6K ﹤0.01%
200
-600
-75% -$17.4K
BBGI icon
9335
Beasley Broadcasting Group
BBGI
$38M
$6K ﹤0.01%
37
-62
-63% -$10.5K
BDL icon
9336
Flanigan's Enterprises
BDL
$70.5M
$6K ﹤0.01%
+468
New +$5.27K
BLDP
9337
CALL
Ballard Power Systems
BLDP
$865M
$6K ﹤0.01%
+4,000
New +$5.7K
BSRR icon
9338
Sierra Bancorp
BSRR
$538M
$6K ﹤0.01%
400
– –
BXC icon
9339
BlueLinx
BXC
$453M
$6K ﹤0.01%
331
+54
+19% +$964
CAAS icon
9340
CALL
China Automotive Systems
CAAS
$132M
$6K ﹤0.01%
800
+200
+33% +$1.51K
CALM icon
9341
CALL
Cal-Maine
CALM
$4.2B
$6K ﹤0.01%
200
– –
CNC icon
9342
CALL
Centene
CNC
$31.6B
$6K ﹤0.01%
+400
New +$5.98K
CTAS icon
9343
CALL
Cintas
CTAS
$84.4B
$6K ﹤0.01%
400
-400
-50% -$5.43K
CVE icon
9344
CALL
Cenovus Energy
CVE
$52.3B
$6K ﹤0.01%
+200
New +$5.83K
CVV icon
9345
CVD Equipment Corp
CVV
$49.5M
$6K ﹤0.01%
419
-569
-58% -$6.8K
DSWL icon
9346
Deswell Industries
DSWL
$53.8M
$6K ﹤0.01%
+2,668
New +$6.58K
DX
9347
PUT
Dynex Capital
DX
$3B
$6K ﹤0.01%
267
– –
EDU icon
9348
PUT
New Oriental
EDU
$7.94B
$6K ﹤0.01%
200
– –
EFV icon
9349
CALL
iShares MSCI EAFE Value ETF
EFV
$28.3B
$6K ﹤0.01%
+100
New +$5.6K
EVOK
9350
DELISTED
Evoke Pharma
EVOK
$6K ﹤0.01%
+6
New +$8.6K
372 373
374
375 376

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.