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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COB
9301
DELISTED
CommunityOne Bancorp
COB
$7K ﹤0.01%
572
+549
+2,387% +$6.06K
ASEI
9302
CALL
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$7K ﹤0.01%
100
– –
IGS
9303
DELISTED
PROSHARES TR SHORT INVT GRADE CORPORATE
IGS
$7K ﹤0.01%
+231
New +$7.43K
RLJE
9304
DELISTED
RLJ Entertainment, Inc.
RLJE
$7K ﹤0.01%
497
+178
+56% +$2.55K
HERO
9305
PUT
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$7K ﹤0.01%
1,000
-5,100
-84% -$34.4K
BSI
9306
DELISTED
Alon Blue Square Israel Ltd
BSI
$7K ﹤0.01%
169
-53
-24% -$2.15K
CRWN
9307
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$7K ﹤0.01%
1,972
+972
+97% +$3.18K
JMI
9308
PUT
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$7K ﹤0.01%
500
– –
BSPM
9309
DELISTED
Biostar Pharmaceuticals, Inc.
BSPM
$7K ﹤0.01%
441
+18
+4% +$195
TAS
9310
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$7K ﹤0.01%
6,450
+950
+17% +$832
SKBI
9311
DELISTED
SKYSTAR BIO-PHARMACEUTICAL CO COM PAR $.001 (NV)
SKBI
$7K ﹤0.01%
+2,072
New +$9.14K
THOR
9312
PUT
DELISTED
THORATEC CORPORATION
THOR
$7K ﹤0.01%
200
– –
RCPT
9313
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
$7K ﹤0.01%
254
-2,355
-90% -$63.1K
BPZ
9314
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$7K ﹤0.01%
3,768
+2,268
+151% +$4.55K
AMBI
9315
DELISTED
Ambit Biosciences Corp
AMBI
$7K ﹤0.01%
760
+408
+116% +$5.45K
TGR
9316
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$7K ﹤0.01%
199
-1,810
-90% -$59.4K
KIPS
9317
DELISTED
KIPS BAY MEDICAL INC
KIPS
$7K ﹤0.01%
9,500
-8,154
-46% -$6.38K
TXI
9318
CALL
DELISTED
TEXAS INDUSTRIES INC
TXI
$7K ﹤0.01%
100
-1,200
-92% -$70.5K
COA
9319
DELISTED
COASTAL CONTACTS INC COMMON SHARES (CANADA)
COA
$7K ﹤0.01%
+892
New +$6.39K
AMZG
9320
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$7K ﹤0.01%
+833
New +$7.52K
CAVM
9321
PUT
DELISTED
Cavium, Inc.
CAVM
$7K ﹤0.01%
200
– –
ONEF
9322
DELISTED
RUSSELL EQUITY ETF
ONEF
$7K ﹤0.01%
+189
New +$6.53K
COV
9323
CALL
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$7K ﹤0.01%
100
-300
-75% -$19.5K
DZK
9324
CALL
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$7K ﹤0.01%
+100
New +$6.78K
SORL
9325
DELISTED
SORL Auto Parts, Inc.
SORL
$7K ﹤0.01%
1,794
-2,098
-54% -$8.74K
371 372
373
374 375

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.